Science and the modern world · Alfred North Whitehead
THE ORIGINS OF MODERN SCIENCE
The progress of civilisation is not wholly a uniform drift towards better things. It may perhaps wear this aspect if we map it on a scale which is large enough. But such broad views obscure the details on which rest our whole understanding of the process. New epochs emerge with comparative suddenness, if we have regard to the scores of thousands of years throughout which the complete history extends. Secluded races suddenly take their places in the main stream of events: technological discoveries transform the mechanism of human life: a primitive art quickly flowers into full satisfaction of some aesthetic craving: great religions in their crusading youth spread through the nations the peace of Heaven and the sword of the Lord.
The sixteenth century of our era saw the disruption of Western Christianity and the rise of modern science. It was an age of ferment. Nothing was settled, though much was opened—new worlds and new ideas. In science, Copernicus and Vesalius may be chosen as representative figures: they typify the new cosmology and the scientific emphasis on direct observation. Giordano Bruno was the martyr; but the cause for which he suffered was not that of science, but that of free imaginative speculation. His death in the year 1600 ushered in the first century of modern science in the strict sense of the term. In his execution there was an unconscious symbolism: for the subsequent tone of scientific thought has contained distrust of his type of general speculativeness. The Reformation, for all its importance, may be considered as a domestic affair of the European races. Even the Christianity of the East viewed it with profound disengagement. Furthermore, such disruptions are no new phenomena in the history of Christianity or of other religions. When we project this great revolution upon the whole history of the Christian Church, we cannot look upon it as introducing a new principle into human life. For good or for evil, it was a great transformation of religion; but it was not the coming of religion. It did not itself claim to be so. Reformers maintained that they were only restoring what had been forgotten.
It is quite otherwise with the rise of modern science. In every way it contrasts with the contemporary religious movement. The Reformation was a popular uprising, and for a century and a half drenched Europe in blood. The beginnings of the scientific movement were confined to a minority among the intellectual élite. In a generation which saw the Thirty Years’ War and remembered Alva in the Netherlands, the worst that happened to men of science was that Galileo suffered an honourable detention and a mild reproof, before dying peacefully in his bed. The way in which the persecution of Galileo has been remembered is a tribute to the quiet commencement of the most intimate change in outlook which the human race had yet encountered. Since a babe was born in a manger, it may be doubted whether so great a thing has happened with so little stir.
The thesis which these lectures will illustrate is that this quiet growth of science has practically recoloured our mentality so that modes of thought which in former times were exceptional, are now broadly spread through the educated world. This new colouring of ways of thought had been proceeding slowly for many ages in the European peoples. At last it issued in the rapid development of science; and has thereby strengthened itself by its most obvious application. The new mentality is more important even than the new science and the new technology. It has altered the metaphysical presuppositions and the imaginative contents of our minds; so that now the old stimuli provoke a new response. Perhaps my metaphor of a new colour is too strong. What I mean is just that slightest change of tone which yet makes all the difference. This is exactly illustrated by a sentence from a published letter of that adorable genius, William James. When he was finishing his great treatise on the _Principles of Psychology_, he wrote to his brother Henry James, ‘I have to forge every sentence in the teeth of irreducible and stubborn facts.’
This new tinge to modern minds is a vehement and passionate interest in the relation of general principles to irreducible and stubborn facts. All the world over and at all times there have been practical men, absorbed in ‘irreducible and stubborn facts’: all the world over and at all times there have been men of philosophic temperament who have been absorbed in the weaving of general principles. It is this union of passionate interest in the detailed facts with equal devotion to abstract generalisation which forms the novelty in our present society. Previously it had appeared sporadically and as if by chance. This balance of mind has now become part of the tradition which infects cultivated thought. It is the salt which keeps life sweet. The main business of universities is to transmit this tradition as a widespread inheritance from generation to generation. Another contrast which singles out science from among the European movements of the sixteenth and seventeenth centuries, is its universality. Modern science was born in Europe, but its home is the whole world. In the last two centuries there has been a long and confused impact of Western modes upon the civilisation of Asia. The wise men of the East have been puzzling, and are puzzling, as to what may be the regulative secret of life which can be passed from West to East without the wanton destruction of their own inheritance which they so rightly prize. More and more it is becoming evident that what the West can most readily give to the East is its science and its scientific outlook. This is transferable from country to country, and from race to race, wherever there is a rational society.
“In a word, then, every effect is a distinct event from its cause. It could not, therefore, be discovered in the cause; and the first invention or conception of it, _à priori_, must be entirely arbitrary.” If the cause in itself discloses no information as to the effect, so that the first invention of it must be _entirely_ arbitrary, it follows at once that science is impossible, except in the sense of establishing _entirely arbitrary_ connections which are not warranted by anything intrinsic to the natures either of causes or effects. Some variant of Hume’s philosophy has generally prevailed among men of science. But scientific faith has risen to the occasion, and has tacitly removed the philosophic mountain. In view of this strange contradiction in scientific thought, it is of the first importance to consider the antecedents of a faith which is impervious to the demand for a consistent rationality. We have therefore to trace the rise of the instinctive faith that there is an Order of Nature which can be traced in every detailed occurrence. Of course we all share in this faith, and we therefore believe that the reason for the faith is our apprehension of its truth. But the formation of a general idea—such as the idea of the Order of Nature—, and the grasp of its importance, and the observation of its exemplification in a variety of occasions are by no means the necessary consequences of the truth of the idea in question. Familiar things happen, and mankind does not bother about them. It requires a very unusual mind to undertake the analysis of the obvious. Accordingly I wish to consider the stages in which this analysis became explicit, and finally became unalterably impressed upon the educated minds of Western Europe.
Obviously, the main recurrences of life are too insistent to escape the notice of the least rational of humans; and even before the dawn of rationality, they have impressed themselves upon the instincts of animals. It is unnecessary to labour the point, that in broad outline certain general states of nature recur, and that our very natures have adapted themselves to such repetitions. But there is a complementary fact which is equally true and equally obvious:—nothing ever really recurs in exact detail. No two days are identical, no two winters. What has gone, has gone forever. Accordingly the practical philosophy of mankind has been to expect the broad recurrences, and to accept the details as emanating from the inscrutable womb of things, beyond the ken of rationality. Men expected the sun to rise, but the wind bloweth where it listeth. Certainly from the classical Greek civilisation onwards there have been men, and indeed groups of men, who have placed themselves beyond this acceptance of an ultimate irrationality. Such men have endeavoured to explain all phenomena as the outcome of an order of things which extends to every detail. Geniuses such as Aristotle, or Archimedes, or Roger Bacon, must have been endowed with the full scientific mentality, which instinctively holds that all things great and small are conceivable as exemplifications of general principles which reign throughout the natural order.
But until the close of the Middle Ages the general educated public did not feel that intimate conviction, and that detailed interest, in such an idea, so as to lead to an unceasing supply of men, with ability and opportunity adequate to maintain a coordinated search for the discovery of these hypothetical principles. Either people were doubtful about the existence of such principles, or were doubtful about any success in finding them, or took no interest in thinking about them, or were oblivious to their practical importance when found. For whatever reason, search was languid, if we have regard to the opportunities of a high civilisation and the length of time concerned. Why did the pace suddenly quicken in the sixteenth and seventeenth centuries? At the close of the Middle Ages a new mentality discloses itself. Invention stimulated thought, thought quickened physical speculation, Greek manuscripts disclosed what the ancients had discovered. Finally although in the year 1500 Europe knew less than Archimedes who died in the year 212 B. C., yet in the year 1700, Newton’s _Principia_ had been written and the world was well started on the modern epoch.
There have been great civilisations in which the peculiar balance of mind required for science has only fitfully appeared and has produced the feeblest result. For example, the more we know of Chinese art, of Chinese literature, and of the Chinese philosophy of life, the more we admire the heights to which that civilization attained. For thousands of years, there have been in China acute and learned men patiently devoting their lives to study. Having regard to the span of time, and to the population concerned, China forms the largest volume of civilisation which the world has seen. There is no reason to doubt the intrinsic capacity of individual Chinamen for the pursuit of science. And yet Chinese science is practically negligible. There is no reason to believe that China if left to itself would have ever produced any progress in science. The same may be said of India. Furthermore, if the Persians had enslaved the Greeks, there is no definite ground for belief that science would have flourished in Europe. The Romans showed no particular originality in that line. Even as it was, the Greeks, though they founded the movement, did not sustain it with the concentrated interest which modern Europe has shown.
I am not alluding to the last few generations of the European peoples on both sides of the ocean; I mean the smaller Europe of the Reformation period, distracted as it was with wars and religious disputes. Consider the world of the eastern Mediterranean, from Sicily to western Asia, during the period of about 1400 years from the death of Archimedes [in 212 B. C.] to the irruption of the Tartars. There were wars and revolutions and large changes of religion: but nothing much worse than the wars of the sixteenth and seventeenth centuries throughout Europe. There was a great and wealthy civilisation, Pagan, Christian, Mahometan. In that period a great deal was added to science. But on the whole the progress was slow and wavering; and, except in mathematics, the men of the Renaissance practically started from the position which Archimedes had reached. There had been some progress in medicine and some progress in astronomy. But the total advance was very little compared to the marvellous success of the seventeenth century. For example, compare the progress of scientific knowledge from the year 1560, just before the births of Galileo and of Kepler, up to the year 1700, when Newton was in the height of his fame, with the progress in the ancient period, already mentioned, exactly ten times as long.
Nevertheless, Greece was the mother of Europe; and it is to Greece that we must look in order to find the origin of our modern ideas. We all know that on the eastern shores of the Mediterranean there was a very flourishing school of Ionian philosophers, deeply interested in theories concerning nature. Their ideas have been transmitted to us, enriched by the genius of Plato and Aristotle. But, with the exception of Aristotle, and it is a large exception, this school of thought had not attained to the complete scientific mentality. In some ways, it was better. The Greek genius was philosophical, lucid and logical. The men of this group were primarily asking philosophical questions. What is the substratum of nature? Is it fire, or earth, or water, or some combination of any two, or of all three? Or is it a mere flux, not reducible to some static material? Mathematics interested them mightily. They invented its generality, analysed its premises, and made notable discoveries of theorems by a rigid adherence to deductive reasoning. Their minds were infected with an eager generality. They demanded clear, bold ideas, and strict reasoning from them. All this was excellent; it was genius; it was ideal preparatory work. But it was not science as we understand it. The patience of minute observation was not nearly so prominent. Their genius was not so apt for the state of imaginative muddled suspense which precedes successful inductive generalisation. They were lucid thinkers and bold reasoners.
Of course there were exceptions, and at the very top: for example, Aristotle and Archimedes. Also for patient observation, there were the astronomers. There was a mathematical lucidity about the stars, and a fascination about the small numerable band of run-a-way planets. Every philosophy is tinged with the colouring of some secret imaginative background, which never emerges explicitly into its trains of reasoning. The Greek view of nature, at least that cosmology transmitted from them to later ages, was essentially dramatic. It is not necessarily wrong for this reason: but it was overwhelmingly dramatic. It thus conceived nature as articulated in the way of a work of dramatic art, for the exemplification of general ideas converging to an end. Nature was differentiated so as to provide its proper end for each thing. There was the centre of the universe as the end of motion for those things which are heavy, and the celestial spheres as the end of motion for those things whose natures lead them upwards. The celestial spheres were for things which are impassible and ingenerable, the lower regions for things impassible and generable. Nature was a drama in which each thing played its part.
I do not say that this is a view to which Aristotle would have subscribed without severe reservations, in fact without the sort of reservations which we ourselves would make. But it was the view which subsequent Greek thought extracted from Aristotle and passed on to the Middle Ages. The effect of such an imaginative setting for nature was to damp down the historical spirit. For it was the end which seemed illuminating, so why bother about the beginning? The Reformation and the scientific movement were two aspects of the historical revolt which was the dominant intellectual movement of the later Renaissance. The appeal to the origins of Christianity, and Francis Bacon’s appeal to efficient causes as against final causes, were two sides of one movement of thought. Also for this reason Galileo and his adversaries were at hopeless cross purposes, as can be seen from his _Dialogues on the Two Systems of the World_.
Galileo keeps harping on how things happen, whereas his adversaries had a complete theory as to why things happen. Unfortunately the two theories did not bring out the same results. Galileo insists upon ‘irreducible and stubborn facts,’ and Simplicius, his opponent, brings forward reasons, completely satisfactory, at least to himself. It is a great mistake to conceive this historical revolt as an appeal to reason. On the contrary, it was through and through an anti-intellectualist movement. It was the return to the contemplation of brute fact; and it was based on a recoil from the inflexible rationality of medieval thought. In making this statement I am merely summarising what at the time the adherents of the old régime themselves asserted. For example, in the fourth book of Father Paul Sarpi’s _History of the Council of Trent_, you will find that in the year 1551 the Papal Legates who presided over the Council ordered: ‘That the Divines ought to confirm their opinions with the holy Scripture, Traditions of the Apostles, sacred and approved Councils, and by the Constitutions and Authorities of the holy Fathers; that they ought to use brevity, and avoid superfluous and unprofitable questions, and perverse contentions.... This order did not please the Italian Divines; who said it was a novity, and a condemning of School-Divinity, which, in all difficulties, _useth reason_, and because it was not lawful [_i.e._, by this decree] to treat as St. Thomas [Aquinas], St. Bonaventure, and other famous men did.’
It is impossible not to feel sympathy with these Italian divines, maintaining the lost cause of unbridled rationalism. They were deserted on all hands. The Protestants were in full revolt against them. The Papacy failed to support them, and the Bishops of the Council could not even understand them. For a few sentences below the foregoing quotation, we read: ‘Though many complained here-of [_i.e._, of the Decree], yet it prevailed but little, because generally the Fathers [_i.e._, the Bishops] desired to hear men speak with intelligible terms, not abstrusely, as in the matter of Justification, and others already handled.’ Poor belated medievalists! When they used reason they were not even intelligible to the ruling powers of their epoch. It will take centuries before stubborn facts are reducible by reason, and meanwhile the pendulum swings slowly and heavily to the extreme of the historical method. Forty-three years after the Italian divines had written this memorial, Richard Hooker in his famous _Laws of Ecclesiastical Polity_ makes exactly the same complaint of his Puritan adversaries.[1] Hooker’s balanced thought—from which the appellation ‘The Judicious Hooker’ is derived—, and his diffuse style, which is the vehicle of such thought, make his writings singularly unfit for the process of summarising by a short, pointed quotation. But, in the section referred to, he reproaches his opponents with _Their Disparagement of Reason_; and in support of his own position definitely refers to ‘The greatest amongst the school-divines,’ by which designation I presume that he refers to St. Thomas Aquinas.
Footnote 1: _Cf._ Book III, Section VIII. Hooker’s _Ecclesiastical Polity_ was published just before Sarpi’s _Council of Trent_. Accordingly there was complete independence between the two works. But both the Italian divines of 1551, and Hooker at the end of that century testify to the anti-rationalist trend of thought at that epoch, and in this respect contrast their own age with the epoch of scholasticism. This reaction was undoubtedly a very necessary corrective to the unguarded rationalism of the Middle Ages. But reactions run to extremes. Accordingly, although one outcome of this reaction was the birth of modern science, yet we must remember that science thereby inherited the bias of thought to which it owes its origin. The effect of Greek dramatic literature was many-sided so far as concerns the various ways in which it indirectly affected medieval thought. The pilgrim fathers of the scientific imagination as it exists today, are the great tragedians of ancient Athens, Aeschylus, Sophocles, Euripides. Their vision of fate, remorseless and indifferent, urging a tragic incident to its inevitable issue, is the vision possessed by science. Fate in Greek Tragedy becomes the order of nature in modern thought. The absorbing interest in the particular heroic incidents, as an example and a verification of the workings of fate, reappears in our epoch as concentration of interest on the crucial experiments. It was my good fortune to be present at the meeting of the Royal Society in London when the Astronomer Royal for England announced that the photographic plates of the famous eclipse, as measured by his colleagues in Greenwich Observatory, had verified the prediction of Einstein that rays of light are bent as they pass in the neighbourhood of the sun. The whole atmosphere of tense interest was exactly that of the Greek drama: we were the chorus commenting on the decree of destiny as disclosed in the development of a supreme incident. There was dramatic quality in the very staging:—the traditional ceremonial, and in the background the picture of Newton to remind us that the greatest of scientific generalisations was now, after more than two centuries, to receive its first modification. Nor was the personal interest wanting: a great adventure in thought had at length come safe to shore.
Let me here remind you that the essence of dramatic tragedy is not unhappiness. It resides in the solemnity of the remorseless working of things. This inevitableness of destiny can only be illustrated in terms of human life by incidents which in fact involve unhappiness. For it is only by them that the futility of escape can be made evident in the drama. This remorseless inevitableness is what pervades scientific thought. The laws of physics are the decrees of fate. The conception of the moral order in the Greek plays was certainly not a discovery of the dramatists. It must have passed into the literary tradition from the general serious opinion of the times. But in finding this magnificent expression, it thereby deepened the stream of thought from which it arose. The spectacle of a moral order was impressed upon the imagination of classical civilisation.
The time came when that great society decayed, and Europe passed into the Middle Ages. The direct influence of Greek literature vanished. But the concept of the moral order and of the order of nature had enshrined itself in the Stoic philosophy. For example, Lecky in his _History of European Morals_ tells us ‘Seneca maintains that the Divinity has determined all things by an inexorable law of destiny, which He has decreed, but which He Himself obeys.’ But the most effective way in which the Stoics influenced the mentality of the Middle Ages was by the diffused sense of order which arose from Roman law. Again to quote Lecky, ‘The Roman legislation was in a two-fold manner the child of philosophy. It was in the first place formed upon the philosophical model, for, instead of being a mere empirical system adjusted to the existing requirements of society, it laid down abstract principles of right to which it endeavoured to conform; and, in the next place, these principles were borrowed directly from Stoicism.’ In spite of the actual anarchy throughout large regions in Europe after the collapse of the Empire, the sense of legal order always haunted the racial memories of the Imperial populations. Also the Western Church was always there as a living embodiment of the traditions of Imperial rule.
It is important to notice that this legal impress upon medieval civilisation was not in the form of a few wise precepts which should permeate conduct. It was the conception of a definite articulated system which defines the legality of the detailed structure of social organism, and of the detailed way in which it should function. There was nothing vague. It was not a question of admirable maxims, but of definite procedure to put things right and to keep them there. The Middle Ages formed one long training of the intellect of Western Europe in the sense of order. There may have been some deficiency in respect to practice. But the idea never for a moment lost its grip. It was preëminently an epoch of orderly thought, rationalist through and through. The very anarchy quickened the sense for coherent system; just as the modern anarchy of Europe has stimulated the intellectual vision of a League of Nations. But for science something more is wanted than a general sense of the order in things. It needs but a sentence to point out how the habit of definite exact thought was implanted in the European mind by the long dominance of scholastic logic and scholastic divinity. The habit remained after the philosophy had been repudiated, the priceless habit of looking for an exact point and of sticking to it when found. Galileo owes more to Aristotle than appears on the surface of his _Dialogues_: he owes to him his clear head and his analytic mind.
Text from Project Gutenberg, public domain in the United States.