Cratylus · Plato
INTRODUCTION
Justice is said to be o kaion, or the sun; and when I joyfully repeat this beautiful notion, I am answered, “What, is there no justice when the sun is down?” And when I entreat my questioner to tell me his own opinion, he replies, that justice is fire in the abstract, or heat in the abstract; which is not very intelligible. Others laugh at such notions, and say with Anaxagoras, that justice is the ordering mind. “I think that some one must have told you this.” And not the rest? Let me proceed then, in the hope of proving to you my originality. Andreia is quasi anpeia quasi e ano roe, the stream which flows upwards, and is opposed to injustice, which clearly hinders the principle of penetration; arren and aner have a similar derivation; gune is the same as gone; thelu is derived apo tes theles, because the teat makes things flourish (tethelenai), and the word thallein itself implies increase of youth, which is swift and sudden ever (thein and allesthai). I am getting over the ground fast: but much has still to be explained. There is techne, for instance. This, by an aphaeresis of tau and an epenthesis of omicron in two places, may be identified with echonoe, and signifies “that which has mind.”
“A very poor etymology.” Yes; but you must remember that all language is in process of change; letters are taken in and put out for the sake of euphony, and time is also a great alterer of words. For example, what business has the letter rho in the word katoptron, or the letter sigma in the word sphigx? The additions are often such that it is impossible to make out the original word; and yet, if you may put in and pull out, as you like, any name is equally good for any object. The fact is, that great dictators of literature like yourself should observe the rules of moderation. “I will do my best.” But do not be too much of a precisian, or you will paralyze me. If you will let me add mechane, apo tou mekous, which means polu, and anein, I shall be at the summit of my powers, from which elevation I will examine the two words kakia and arete. The first is easily explained in accordance with what has preceded; for all things being in a flux, kakia is to kakos ion.
This derivation is illustrated by the word deilia, which ought to have come after andreia, and may be regarded as o lian desmos tes psuches, just as aporia signifies an impediment to motion (from alpha not, and poreuesthai to go), and arete is euporia, which is the opposite of this—the everflowing (aei reousa or aeireite), or the eligible, quasi airete. You will think that I am inventing, but I say that if kakia is right, then arete is also right. But what is kakon? That is a very obscure word, to which I can only apply my old notion and declare that kakon is a foreign word. Next, let us proceed to kalon, aischron. The latter is doubtless contracted from aeischoroun, quasi aei ischon roun. The inventor of words being a patron of the flux, was a great enemy to stagnation. Kalon is to kaloun ta pragmata—this is mind (nous or dianoia); which is also the principle of beauty; and which doing the works of beauty, is therefore rightly called the beautiful. The meaning of sumpheron is explained by previous examples;—like episteme, signifying that the soul moves in harmony with the world (sumphora, sumpheronta).
Kerdos is to pasi kerannumenon—that which mingles with all things: lusiteloun is equivalent to to tes phoras luon to telos, and is not to be taken in the vulgar sense of gainful, but rather in that of swift, being the principle which makes motion immortal and unceasing; ophelimon is apo tou ophellein—that which gives increase: this word, which is Homeric, is of foreign origin. Blaberon is to blamton or boulomenon aptein tou rou—that which injures or seeks to bind the stream. The proper word would be boulapteroun, but this is too much of a mouthful—like a prelude on the flute in honour of Athene. The word zemiodes is difficult; great changes, as I was saying, have been made in words, and even a small change will alter their meaning very much. The word deon is one of these disguised words. You know that according to the old pronunciation, which is especially affected by the women, who are great conservatives, iota and delta were used where we should now use eta and zeta: for example, what we now call emera was formerly called imera; and this shows the meaning of the word to have been “the desired one coming after night,” and not, as is often supposed, “that which makes things gentle” (emera). So again, zugon is duogon, quasi desis duein eis agogen—(the binding of two together for the purpose of drawing.) Deon, as ordinarily written, has an evil sense, signifying the chain (desmos) or hindrance of motion; but in its ancient form dion is expressive of good, quasi diion, that which penetrates or goes through all.
Zemiodes is really demiodes, and means that which binds motion (dounti to ion): edone is e pros ten onrsin teinousa praxis—the delta is an insertion: lupe is derived apo tes dialuseos tou somatos: ania is from alpha and ienai, to go: algedon is a foreign word, and is so called apo tou algeinou: odune is apo tes enduseos tes lupes: achthedon is in its very sound a burden: chapa expresses the flow of soul: terpsis is apo tou terpnou, and terpnon is properly erpnon, because the sensation of pleasure is likened to a breath (pnoe) which creeps (erpei) through the soul: euphrosune is named from pheresthai, because the soul moves in harmony with nature: epithumia is e epi ton thumon iousa dunamis: thumos is apo tes thuseos tes psuches: imeros—oti eimenos pei e psuche: pothos, the desire which is in another place, allothi pou: eros was anciently esros, and so called because it flows into (esrei) the soul from without: doxa is e dioxis tou eidenai, or expresses the shooting from a bow (toxon). The latter etymology is confirmed by the words boulesthai, boule, aboulia, which all have to do with shooting (bole): and similarly oiesis is nothing but the movement (oisis) of the soul towards essence.
Ekousion is to eikon—the yielding—anagke is e an agke iousa, the passage through ravines which impede motion: aletheia is theia ale, divine motion. Pseudos is the opposite of this, implying the principle of constraint and forced repose, which is expressed under the figure of sleep, to eudon; the psi is an addition. Onoma, a name, affirms the real existence of that which is sought after—on ou masma estin. On and ousia are only ion with an iota broken off; and ouk on is ouk ion. “And what are ion, reon, doun?” One way of explaining them has been already suggested—they may be of foreign origin; and possibly this is the true answer. But mere antiquity may often prevent our recognizing words, after all the complications which they have undergone; and we must remember that however far we carry back our analysis some ultimate elements or roots will remain which can be no further analyzed. For example; the word agathos was supposed by us to be a compound of agastos and thoos, and probably thoos may be further resolvable. But if we take a word of which no further resolution seems attainable, we may fairly conclude that we have reached one of these original elements, and the truth of such a word must be tested by some new method. Will you help me in the search?
All names, whether primary or secondary, are intended to show the nature of things; and the secondary, as I conceive, derive their significance from the primary. But then, how do the primary names indicate anything? And let me ask another question,—If we had no faculty of speech, how should we communicate with one another? Should we not use signs, like the deaf and dumb? The elevation of our hands would mean lightness—heaviness would be expressed by letting them drop. The running of any animal would be described by a similar movement of our own frames. The body can only express anything by imitation; and the tongue or mouth can imitate as well as the rest of the body. But this imitation of the tongue or voice is not yet a name, because people may imitate sheep or goats without naming them. What, then, is a name? In the first place, a name is not a musical, or, secondly, a pictorial imitation, but an imitation of that kind which expresses the nature of a thing; and is the invention not of a musician, or of a painter, but of a namer.
And now, I think that we may consider the names about which you were asking. The way to analyze them will be by going back to the letters, or primary elements of which they are composed. First, we separate the alphabet into classes of letters, distinguishing the consonants, mutes, vowels, and semivowels; and when we have learnt them singly, we shall learn to know them in their various combinations of two or more letters; just as the painter knows how to use either a single colour, or a combination of colours. And like the painter, we may apply letters to the expression of objects, and form them into syllables; and these again into words, until the picture or figure—that is, language—is completed. Not that I am literally speaking of ourselves, but I mean to say that this was the way in which the ancients framed language. And this leads me to consider whether the primary as well as the secondary elements are rightly given. I may remark, as I was saying about the Gods, that we can only attain to conjecture of them. But still we insist that ours is the true and only method of discovery; otherwise we must have recourse, like the tragic poets, to a Deus ex machina, and say that God gave the first names, and therefore they are right; or that the barbarians are older than we are, and that we learnt of them; or that antiquity has cast a veil over the truth. Yet all these are not reasons; they are only ingenious excuses for having no reasons.
I will freely impart to you my own notions, though they are somewhat crude:—the letter rho appears to me to be the general instrument which the legislator has employed to express all motion or kinesis. (I ought to explain that kinesis is just iesis (going), for the letter eta was unknown to the ancients; and the root, kiein, is a foreign form of ienai: of kinesis or eisis, the opposite is stasis). This use of rho is evident in the words tremble, break, crush, crumble, and the like; the imposer of names perceived that the tongue is most agitated in the pronunciation of this letter, just as he used iota to express the subtle power which penetrates through all things. The letters phi, psi, sigma, zeta, which require a great deal of wind, are employed in the imitation of such notions as shivering, seething, shaking, and in general of what is windy. The letters delta and tau convey the idea of binding and rest in a place: the lambda denotes smoothness, as in the words slip, sleek, sleep, and the like.
But when the slipping tongue is detained by the heavier sound of gamma, then arises the notion of a glutinous clammy nature: nu is sounded from within, and has a notion of inwardness: alpha is the expression of size; eta of length; omicron of roundness, and therefore there is plenty of omicron in the word goggulon. That is my view, Hermogenes, of the correctness of names; and I should like to hear what Cratylus would say. “But, Socrates, as I was telling you, Cratylus mystifies me; I should like to ask him, in your presence, what he means by the fitness of names?” To this appeal, Cratylus replies “that he cannot explain so important a subject all in a moment.” “No, but you may ‘add little to little,’ as Hesiod says.” Socrates here interposes his own request, that Cratylus will give some account of his theory. Hermogenes and himself are mere sciolists, but Cratylus has reflected on these matters, and has had teachers. Cratylus replies in the words of Achilles: “‘Illustrious Ajax, you have spoken in all things much to my mind,’ whether Euthyphro, or some Muse inhabiting your own breast, was the inspirer.” Socrates replies, that he is afraid of being self-deceived, and therefore he must “look fore and aft,” as Homer remarks.
Does not Cratylus agree with him that names teach us the nature of things? “Yes.” And naming is an art, and the artists are legislators, and like artists in general, some of them are better and some of them are worse than others, and give better or worse laws, and make better or worse names. Cratylus cannot admit that one name is better than another; they are either true names, or they are not names at all; and when he is asked about the name of Hermogenes, who is acknowledged to have no luck in him, he affirms this to be the name of somebody else. Socrates supposes him to mean that falsehood is impossible, to which his own answer would be, that there has never been a lack of liars. Cratylus presses him with the old sophistical argument, that falsehood is saying that which is not, and therefore saying nothing;—you cannot utter the word which is not. Socrates complains that this argument is too subtle for an old man to understand: Suppose a person addressing Cratylus were to say, Hail, Athenian Stranger, Hermogenes! would these words be true or false? “I should say that they would be mere unmeaning sounds, like the hammering of a brass pot.”
But you would acknowledge that names, as well as pictures, are imitations, and also that pictures may give a right or wrong representation of a man or woman:—why may not names then equally give a representation true and right or false and wrong? Cratylus admits that pictures may give a true or false representation, but denies that names can. Socrates argues, that he may go up to a man and say “this is year picture,” and again, he may go and say to him “this is your name”—in the one case appealing to his sense of sight, and in the other to his sense of hearing;—may he not? “Yes.” Then you will admit that there is a right or a wrong assignment of names, and if of names, then of verbs and nouns; and if of verbs and nouns, then of the sentences which are made up of them; and comparing nouns to pictures, you may give them all the appropriate sounds, or only some of them.
And as he who gives all the colours makes a good picture, and he who gives only some of them, a bad or imperfect one, but still a picture; so he who gives all the sounds makes a good name, and he who gives only some of them, a bad or imperfect one, but a name still. The artist of names, that is, the legislator, may be a good or he may be a bad artist. “Yes, Socrates, but the cases are not parallel; for if you subtract or misplace a letter, the name ceases to be a name.” Socrates admits that the number 10, if an unit is subtracted, would cease to be 10, but denies that names are of this purely quantitative nature. Suppose that there are two objects—Cratylus and the image of Cratylus; and let us imagine that some God makes them perfectly alike, both in their outward form and in their inner nature and qualities: then there will be two Cratyluses, and not merely Cratylus and the image of Cratylus. But an image in fact always falls short in some degree of the original, and if images are not exact counterparts, why should names be? if they were, they would be the doubles of their originals, and indistinguishable from them; and how ridiculous would this be!
Cratylus admits the truth of Socrates’ remark. But then Socrates rejoins, he should have the courage to acknowledge that letters may be wrongly inserted in a noun, or a noun in a sentence; and yet the noun or the sentence may retain a meaning. Better to admit this, that we may not be punished like the traveller in Egina who goes about at night, and that Truth herself may not say to us, “Too late.” And, errors excepted, we may still affirm that a name to be correct must have proper letters, which bear a resemblance to the thing signified. I must remind you of what Hermogenes and I were saying about the letter rho accent, which was held to be expressive of motion and hardness, as lambda is of smoothness;—and this you will admit to be their natural meaning. But then, why do the Eritreans call that skleroter which we call sklerotes? We can understand one another, although the letter rho accent is not equivalent to the letter s: why is this? You reply, because the two letters are sufficiently alike for the purpose of expressing motion. Well, then, there is the letter lambda; what business has this in a word meaning hardness? “Why, Socrates, I retort upon you, that we put in and pull out letters at pleasure.”
And the explanation of this is custom or agreement: we have made a convention that the rho shall mean s and a convention may indicate by the unlike as well as by the like. How could there be names for all the numbers unless you allow that convention is used? Imitation is a poor thing, and has to be supplemented by convention, which is another poor thing; although I agree with you in thinking that the most perfect form of language is found only where there is a perfect correspondence of sound and meaning. But let me ask you what is the use and force of names? “The use of names, Socrates, is to inform, and he who knows names knows things.” Do you mean that the discovery of names is the same as the discovery of things? “Yes.” But do you not see that there is a degree of deception about names? He who first gave names, gave them according to his conception, and that may have been erroneous. “But then, why, Socrates, is language so consistent? all words have the same laws.” Mere consistency is no test of truth. In geometrical problems, for example, there may be a flaw at the beginning, and yet the conclusion may follow consistently.
And, therefore, a wise man will take especial care of first principles. But are words really consistent; are there not as many terms of praise which signify rest as which signify motion? There is episteme, which is connected with stasis, as mneme is with meno. Bebaion, again, is the expression of station and position; istoria is clearly descriptive of the stopping istanai of the stream; piston indicates the cessation of motion; and there are many words having a bad sense, which are connected with ideas of motion, such as sumphora, amartia, etc.: amathia, again, might be explained, as e ama theo iontos poreia, and akolasia as e akolouthia tois pragmasin. Thus the bad names are framed on the same principle as the good, and other examples might be given, which would favour a theory of rest rather than of motion. “Yes; but the greater number of words express motion.” Are we to count them, Cratylus; and is correctness of names to be determined by the voice of a majority? Here is another point: we were saying that the legislator gives names; and therefore we must suppose that he knows the things which he names: but how can he have learnt things from names before there were any names? “I believe, Socrates, that some power more than human first gave things their names, and that these were necessarily true names.” Then how came the giver of names to contradict himself, and to make some names expressive of rest, and others of motion? “I do not suppose that he did make them both.” Then which did he make—those which are expressive of rest, or those which are expressive of motion?...But if some names are true and others false, we can only decide between them, not by counting words, but by appealing to things.
And, if so, we must allow that things may be known without names; for names, as we have several times admitted, are the images of things; and the higher knowledge is of things, and is not to be derived from names; and though I do not doubt that the inventors of language gave names, under the idea that all things are in a state of motion and flux, I believe that they were mistaken; and that having fallen into a whirlpool themselves, they are trying to drag us after them. For is there not a true beauty and a true good, which is always beautiful and always good? Can the thing beauty be vanishing away from us while the words are yet in our mouths? And they could not be known by any one if they are always passing away—for if they are always passing away, the observer has no opportunity of observing their state. Whether the doctrine of the flux or of the eternal nature be the truer, is hard to determine. But no man of sense will put himself, or the education of his mind, in the power of names: he will not condemn himself to be an unreal thing, nor will he believe that everything is in a flux like the water in a leaky vessel, or that the world is a man who has a running at the nose. This doctrine may be true, Cratylus, but is also very likely to be untrue; and therefore I would have you reflect while you are young, and find out the truth, and when you know come and tell me. “I have thought, Socrates, and after a good deal of thinking I incline to Heracleitus.” Then another day, my friend, you shall give me a lesson. “Very good, Socrates, and I hope that you will continue to study these things yourself.”
We may now consider (I) how far Plato in the Cratylus has discovered the true principles of language, and then (II) proceed to compare modern speculations respecting the origin and nature of language with the anticipations of his genius. I. (1) Plato is aware that language is not the work of chance; nor does he deny that there is a natural fitness in names. He only insists that this natural fitness shall be intelligibly explained. But he has no idea that language is a natural organism. He would have heard with surprise that languages are the common work of whole nations in a primitive or semi-barbarous age. How, he would probably have argued, could men devoid of art have contrived a structure of such complexity? No answer could have been given to this question, either in ancient or in modern times, until the nature of primitive antiquity had been thoroughly studied, and the instincts of man had been shown to exist in greater force, when his state approaches more nearly to that of children or animals. The philosophers of the last century, after their manner, would have vainly endeavoured to trace the process by which proper names were converted into common, and would have shown how the last effort of abstraction invented prepositions and auxiliaries. The theologian would have proved that language must have had a divine origin, because in childhood, while the organs are pliable, the intelligence is wanting, and when the intelligence is able to frame conceptions, the organs are no longer able to express them. Or, as others have said: Man is man because he has the gift of speech; and he could not have invented that which he is. But this would have been an “argument too subtle” for Socrates, who rejects the theological account of the origin of language “as an excuse for not giving a reason,” which he compares to the introduction of the “Deus ex machina” by the tragic poets when they have to solve a difficulty; thus anticipating many modern controversies in which the primary agency of the divine Being is confused with the secondary cause; and God is assumed to have worked a miracle in order to fill up a lacuna in human knowledge. (Compare Timaeus.)
Ideas discussed in this chapter
Text from Project Gutenberg, public domain in the United States.