Introductory lectures on psycho-analysis · Sigmund Freud
ELEVENTH LECTURE THE DREAM-WORK
When you have successfully grasped the dream-censorship and symbolic representation, you will not, it is true, have mastered dream-distortion in its entirety, but you will nevertheless be in a position to understand most dreams. To do so, you will make use of the two complementary methods: you will call up the dreamer’s associations till you have penetrated from the substitute to the thought proper for which it stands, and you will supply the meaning of the symbols from your own knowledge of the subject. We will speak later of certain doubtful points which may arise in the process. We can now return to a task which we attempted earlier with inadequate equipment, when we were studying the relations between dream-elements and the thoughts proper underlying them. We then determined the existence of four such main relations: substitution of the part for the whole, hints or allusions, symbolic connection, and plastic word-representation (images). We will now try to deal with this subject on a larger scale, by a comparison of the _manifest_ dream-content as a whole with the _latent_ dream as laid bare by our interpretation.
I hope you will never again confuse these two things. If you succeed in distinguishing between them, you will have advanced further towards an understanding of dreams than in all probability most of the readers of my _Interpretation of Dreams_ have done. Let me again remind you that _the process by which the latent dream is transformed into the manifest dream is called_ THE DREAM-WORK; while the reverse process, which seeks to progress from the manifest to the latent thoughts, is our work of interpretation; the work of interpretation therefore aims at demolishing the dream-work. In dreams of the infantile type in which the obvious wish-fulfilments are easily recognized, the process of dream-work has nevertheless been operative to some extent, for the wish has been transformed into a reality and, usually, the thoughts also into visual images. Here no interpretation is necessary; we only have to retrace both these transformations. The further operations of the dream-work, as seen in the other types of dreams, we call _dream-distortion_, and here the original ideas have to be restored by our interpretative work. Having had the opportunity of comparing many dream-interpretations, I am in a position to give you a comprehensive account of the manner in which the dream-work deals with the material of the latent dream-thoughts. But please do not expect to understand too much: it is a piece of description which should be listened to quietly and attentively.
The first achievement of the dream-work is CONDENSATION; by this term we mean to convey the fact that the content of the manifest dream is less rich than that of the latent thoughts, is, as it were, a kind of abbreviated translation of the latter. Now and again condensation may be lacking, but it is present as a rule and is often carried to a very high degree. It never works in the opposite manner, i.e. it never happens that the manifest dream is wider in range or richer in content than is the latent dream. Condensation is accomplished in the following ways: (1) certain latent elements are altogether omitted; (2) of many complexes in the latent dream only a fragment passes over into the manifest content; (3) latent elements sharing some common characteristic are in the manifest dream put together, blended into a single whole.
If you prefer to do so, you can reserve the term ‘condensation’ for this last process, the effects of which are particularly easy to demonstrate. Taking your own dreams, you will be able without any trouble to recall instances of the condensation of different persons into a single figure. Such a composite figure resembles A. in appearance, but is dressed like B., pursues some occupation which recalls C., and yet all the time you know that it is really D. The composite picture serves, of course, to lay special emphasis upon some characteristic common to the four people. And it is possible also for a composite picture to be formed with objects or places, as with persons, provided only that the single objects or places have some common attribute upon which the latent dream lays stress. It is as though a new and fugitive concept were formed, of which the common attribute is the kernel. From the superimposing of the separate parts which undergo condensation there usually results a blurred and indistinct picture, as if several photographs had been taken on the same plate.
The formation of such composite figures must be of great importance in the dream-work, for we can prove that the common properties necessary to their formation are purposely manufactured where at first sight they would seem to be lacking, as, for example, by the choice of some particular verbal expression for a thought. We have already met with instances of condensation and composite-formation of this sort; they played an important part in originating many slips of the tongue. You will remember the case of the young man who wished to “insort” a lady (_beleidigen_ = insult, _begleiten_ = escort, composite word _begleitdigen_). Besides, there are jokes in which the technique is traceable to condensation of this sort. Apart from this, however, we may venture to assert that this process is something quite unusual and strange. It is true that in many a creation of phantasy we meet with counterparts to the formation of the composite persons of our dreams, component parts which do not belong to one another in reality being readily united into a single whole by phantasy, as, for instance, in the centaurs and fabulous animals of ancient mythology or of Boecklin’s pictures. “Creative” phantasy can, in fact, invent nothing new, but can only regroup elements from different sources.
But the peculiar thing about the way in which the dream-work proceeds is this: its material consists of thoughts, some of which may be objectionable and disagreeable, but which nevertheless are correctly formed and expressed. The dream-work transmutes these thoughts into another form, and it is curious and incomprehensible that in this process of translation—of rendering them, as it were, into another script or language—the means of blending and combining are employed. The translator’s endeavour in other cases must surely be to respect the distinctions observed in the text, and especially to differentiate between things which are similar but not the same; the dream-work, on the contrary, strives to condense two different thoughts by selecting, after the manner of wit, an ambiguous word which can suggest both thoughts. We must not expect to understand this characteristic straight away, but it may assume great significance for our conception of the dream-work. Although condensation renders the dream obscure, yet it does not give the impression of being an effect of the dream-censorship. Rather we should be inclined to trace it to mechanical or economic factors; nevertheless the censorship’s interests are served by it. What condensation can achieve is sometimes quite extraordinary: by this device it is at times possible for two completely different latent trains of thought to be united in a single manifest dream, so that we arrive at an apparently adequate interpretation of a dream and yet overlook a second possible meaning.
Moreover, one of the effects of condensation upon the relationship between the manifest and the latent dream is that the connection between the elements of the one and of the other nowhere remains a simple one; for by a kind of interlacing a manifest element represents simultaneously several latent ones and, conversely, a latent thought may enter into several manifest elements. Again, when we come to interpret dreams, we see that the associations to a single manifest element do not commonly make their appearance in orderly succession; we often have to wait until we have the interpretation of the whole dream. The dream-work, then, follows a very unusual mode of transcription for the dream-thoughts; not a translation, word for word, or sign for sign; nor yet a process of selection according to some definite rule, for instance, as though the consonants only of the words were reproduced and the vowels omitted; nor again what one might call a process of representation, one element being always picked out to represent several others. It works by a different and much more complicated method. The second achievement of the dream-work is DISPLACEMENT. Fortunately here we are not breaking perfectly fresh ground; indeed, we know that it is entirely the work of the dream-censorship. Displacement takes two forms: first, a latent element may be _replaced_, not by a part of itself, but by something more remote, something of the nature of an allusion; and, secondly, the _accent_ may be transferred from an important element to another which is unimportant, so that the centre of the dream is shifted as it were, giving the dream a foreign appearance.
Substitution by allusion is familiar to us in our waking thoughts also, but with a difference; for it is essential in the latter that the allusion should be easily comprehensible, and that the content of the substitute should be associated to that of the thought proper. Allusion is also frequently employed in wit, where the condition of association in content is dispensed with and replaced by unfamiliar external associations, such as similarity of sound, ambiguity of meaning, etc. The condition of comprehensibility, however, is observed: the joke would lose all its point if we could not recognize without any effort what is the actual thing to which the allusion is made. But in dreams allusion by displacement is unrestricted by either limitation. It is connected most superficially and most remotely with the element for which it stands, and for that reason is not readily comprehensible; and, when the connection is traced, the interpretation gives the impression of an unsuccessful joke or of a “forced,” far-fetched and “dragged in” explanation. The object of the dream-censorship is only attained when it has succeeded in making it impossible to trace the thought proper back from the allusion. Displacement of accent is not a legitimate device if our object be the expression of thought; though we do sometimes admit it in waking life in order to produce a comic effect. I can to some extent convey to you the impression of confusion which then results, by reminding you of an anecdote, according to which there was in a certain village a smith who had committed a capital offence. The court decided that the smith was guilty; but, since he was the only one of his trade in the village and therefore indispensable, whereas there were three tailors living there, one of these three was hanged in his place!
The third achievement of the dream-work is the most interesting from the psychological point of view. It consists in the transformation of thoughts into _visual images_. Let us be quite clear that not everything in the dream-thoughts is thus transformed; much keeps its original form and appears also in the manifest dream as thought or knowledge, on the part of the dreamer; again, translation of them into visual images is not the only possible transformation of thoughts. But it is nevertheless the essential feature in the formation of dreams, and, as we know, this part of the dream-work is, if we except one other case, the least subject to variation; for single dream-elements, moreover, _plastic word-representation_ is a process already familiar to us.
Obviously this achievement is by no means an easy one. In order to get some idea of its difficulty, imagine that you had undertaken to replace a political leading article in a newspaper by a series of illustrations; you would have to abandon alphabetic characters in favour of hieroglyphics. The people and concrete objects mentioned in the article could be easily represented, perhaps even more satisfactorily, in pictorial form; but you would expect to meet with difficulties when you came to the portrayal of all the abstract words and all those parts of speech which indicate relations between the various thoughts, e.g. particles, conjunctions, and so forth. With the abstract words you would employ all manner of devices: for instance, you would try to render the text of the article into other words, more unfamiliar perhaps, but made up of parts more concrete and therefore more capable of such representation. This will remind you of the fact that most abstract words were originally concrete, their original significance having faded; and therefore you will fall back on the original concrete meaning of these words wherever possible. So you will be glad that you can represent the “possessing” of an object as a literal, physical “sitting upon” it (possess = _potis_ + _sedeo_). This is just how the dream-work proceeds. In such circumstances you can hardly demand great accuracy of representation, neither will you quarrel with the dream-work for replacing an element which is difficult to reduce to pictorial form, such as the idea of breaking marriage vows, by some other kind of breaking, e.g. that of an arm or leg.[39] In this way you will to some extent succeed in overcoming the awkwardness of rendering alphabetic characters into hieroglyphs.
When you come to represent those parts of speech which indicate thought-relations, e.g. “because,” “therefore,” “but,” and so on, you have no such means as those described to assist you; so that these parts of the text must be lost, so far as your translation into pictorial form is concerned. Similarly, the content of the dream-thoughts is resolved by the dream-work into its ‘raw material,’ consisting of objects and activities. You may be satisfied if there is any possibility of indicating somehow, by a more minute elaboration of the images, certain relations which cannot be represented in themselves. In a precisely similar manner the dream-work succeeds in expressing much of the content of the latent thoughts by means of peculiarities in the _form_ of the manifest dream, by its distinctness or obscurity, its division into various parts, etc. The number of parts into which a dream is divided corresponds as a rule with the number of its main themes, the successive trains of thought in the latent dream; a short preliminary dream often stands in an introductory or causal relation to the subsequent detailed main dream; whilst a subordinate dream-thought is represented by the interpolation into the manifest dream of a change of scene, and so on. The form of dreams, then, is by no means unimportant in itself, and itself demands interpretation. Several dreams in the same night often have the same meaning, and indicate an endeavour to control more and more completely a stimulus of increasing urgency. In a single dream, a specially difficult element may be represented by “doubling” it, i.e. by more than one symbol.
If we continue the comparison of dream-thoughts with the manifest dreams representing them, we discover in all directions things we should never have expected, e.g. that even nonsense and absurdity in dreams have their meaning; in fact, at this point the contrast between the medical and the psycho-analytic view of dreams becomes more marked than ever before. According to the medical view, the dream is absurd because while dreaming our mental activity has renounced its functions; according to our view, on the other hand, the dream becomes absurd when it has to represent a criticism implicit in the latent thoughts—the opinion: “It is absurd.” The dream I told you, about the visit to the theatre (“three tickets for one florin and a half”) is a good example of this: the opinion thus expressed was as follows: “It was _absurd_ to marry so early.” Similarly, we find out when we interpret dreams what is the real meaning of the doubts and uncertainties, so frequently mentioned by dreamers, whether a certain element did actually appear in the dream, whether it was really this and not rather something else. As a rule, there is nothing in the latent thoughts corresponding with these doubts and uncertainties; they originate wholly through the operation of the censorship and are comparable to a not entirely successful attempt at erasure.
One of our most surprising discoveries is the manner in which _opposites_ in the latent dream are dealt with by the dream-work. We know already that points of agreement in the latent material are replaced by condensation in the manifest dream. Now contraries are treated in just the same way as similarities, with a marked preference for expression by means of the _same_ manifest element. An element in the manifest dream which admits of an opposite may stand simply for itself, or for its opposite, or for both together; only the sense can decide which translation is to be chosen. It accords with this that there is no representation of a “No” in dreams, or at least none which is not ambiguous.
In Latin, such ambivalent words are: _altus_ = high or deep. _sacer_ = sacred or accursed. As examples of modifications of the original root, I quote: _clamare_ = to shout. _clam_ = quietly, silently, secretly. _siccus_ = dry. _succus_ = juice. and, in German, _Stimme_ = voice. _stumm_ = dumb. A comparison of kindred languages yields a large number of examples: English: lock = to shut. German: _Loch_ = hole. _Lücke_ = gap. English: cleave.[40] German: _kleben_ = to stick, adhere. The English word “without,” originally carrying with it both a positive and a negative connotation, is to-day used in the negative sense only, but it is clear that “with” has the signification, not merely of “adding to,” but of “depriving of,” from the compounds “withdraw,” “withhold” (cf. the German _wieder_). Yet another peculiarity of the dream-work has its counterpart in the development of language. In ancient Egyptian, as well as in other later languages, the sequence of sounds was transposed so as to result in different words for the same fundamental idea. Examples of this kind of parallels between English and German words may be quoted: _Topf_ (pot)—pot. Boat—tub. Hurry—_Ruhe_ (rest). _Balken_ (beam)—_Kloben_ (club). wait—_täuwen_ (to wait). Parallels between Latin and German:— _capere_—_packen_ (to seize). _ren_—_Niere_ (kidney).
Such transpositions as have taken place here in the case of single words are made by the dream-work in a variety of ways. The inversion of the meaning, i.e. substitution by the opposite, is a device with which we are already familiar; but, besides this, we find in dreams inversion of situations or of the relations existing between two persons, as though the scene were laid in a “topsy-turvy” world. In dreams often enough the hare shoots the hunter. Again, inversion is met with in the sequence of events, so that in dreams cause follows effect, which reminds us of what sometimes happens in a third-rate theatrical performance, when first the hero falls and then the shot which kills him is fired from the wings. Or there are dreams in which the whole arrangement of the elements is inverted, so that in interpreting them the last must be taken first, and the first last, in order to make sense at all. You remember that we also found this in our study of dream-symbolism, in which the act of plunging or falling into water has the same meaning as that of emerging from water, namely, giving birth or being born, and going up steps or a ladder means the same as coming down them. We cannot fail to recognize the advantage reaped for dream-distortion by this freedom from restrictions in representing the dream-thoughts.
These features of the dream-work may be termed _archaic_. They cling to the primitive modes of expression of languages or scripts, and yield the same difficulties, which we shall touch upon later in the course of some critical observations on this topic. Now let us consider some other aspects of the subject. Clearly what has to be accomplished by the dream-work is the transformation of the latent thoughts, as expressed in words, into perceptual forms, most commonly into visual images. Now our thoughts originated in such perceptual forms; their earliest material and the first stages in their development consisted of sense-impressions, or, more accurately, of memory-pictures of these. It was later that words were attached to these pictures and then connected so as to form thoughts. So that the dream-work subjects our thoughts to a _regressive_ process and retraces the steps in their development; in the course of this REGRESSION all new acquisitions won during this development of memory-pictures into thoughts must necessarily fall away. This then is what we mean by the dream-work. Beside what we have learnt of its processes our interest in the manifest dream is bound to recede far into the background; I will, however, devote still a few more remarks to the manifest dream, for, after all, that is the only part of the dream with which we have any direct acquaintance.
It is natural that the manifest dream should lose some of its importance in our eyes. It must strike us as a matter of indifference whether it is carefully composed or split up into a succession of disconnected pictures. Even when the outward form of the dream is apparently full of meaning, we know that this appearance has been arrived at by the process of dream-distortion, and can have as little organic connection with the inner content of the dream as exists between the _façade_ of an Italian church and its general structure and ground-plan. At times, however, this _façade_ of the dream has a meaning too, reproducing an important part of the latent thoughts with little or no distortion. But we cannot know this until we have interpreted the dream and thus arrived at an opinion with regard to the degree of distortion present. A similar doubt obtains where two elements seem to be closely connected; such connection may contain a valuable hint that the corresponding elements in the latent dream are similarly related, but at other times we can convince ourselves that what is connected in thought has become widely separated in the dream.
In general we must refrain from attempting to explain one part of the manifest dream by another part, as though the dream were a coherent conception and a pragmatic representation. It is in most cases comparable rather to a piece of Breccia stone, composed of fragments of different kinds of stone cemented together in such a way that the markings upon it are not those of the original pieces contained in it. There is, as a matter of fact, one mechanism in the dream-work, known as SECONDARY ELABORATION, the object of which is to combine the immediate results of the work into a single and fairly coherent whole; during this process the material is often so arranged as to give rise to total misunderstanding, and for this purpose any necessary interpolations are made.
On the other hand, we should not overrate the dream-work or attribute to it more than is its due. Its activity is limited to the achievements here enumerated; condensation, displacement, plastic representation and secondary elaboration of the whole dream; these are all that it can effect. Such manifestations of judgement, criticism, surprise, or deductive reasoning, as are met with in dreams are not brought about by the dream-work and are only very rarely the expression of subsequent reflection about the dream; but are for the most part fragments of the latent thoughts introduced into the manifest dream with more or less modification and in a form suited to the context. Again, the dream-work cannot create conversation in dreams; save in a few exceptional cases, it is imitated from, and made up of, things heard or even said by the dreamer himself on the previous day, which have entered into the latent thoughts as the material or incitement of his dream. Neither do mathematical calculations come into the province of the dream-work; anything of the sort appearing in the manifest dream is generally a mere combination of numbers, a pseudo-calculation, quite absurd as such, and again only a copy of some calculation comprised in the latent thoughts. In these circumstances it is not surprising that the interest which was felt in the dream-work soon becomes directed instead towards the latent thoughts which disclose themselves in a more or less distorted form through the manifest dream. We are not justified, however, in a theoretical consideration of the subject, in letting our interest stray so far that we altogether substitute the latent thoughts for the dream as a whole, and make some pronouncement on the latter which is only true of the former. It is strange that the findings of psycho-analysis could be so misused as to result in confusion between the two. The term “dream” can only be applied to the _results of the dream-work_, i.e. to the _form_ into which the latent thoughts have been rendered by the dream-work.
Text from Project Gutenberg, public domain in the United States.