The Problem of China · Bertrand Russell
CHINA BEFORE THE NINETEENTH CENTURY
He was reverential, intelligent, accomplished, and thoughtful--naturally and without effort. He was sincerely courteous, and capable of all complaisance. The display of these qualities reached to the four extremities of the empire, and extended from earth to heaven. He was able to make the able and virtuous distinguished, and thence proceeded to the love of the nine classes of his kindred, who all became harmonious. He also regulated and polished the people of his domain, who all became brightly intelligent. Finally, he united and harmonized the myriad States of the empire; and lo! the black-haired people were transformed. The result was universal concord.[1] The first date which can be assigned with precision in Chinese history is that of an eclipse of the sun in 776 B.C.[2] There is no reason to doubt the general correctness of the records for considerably earlier times, but their exact chronology cannot be fixed. At this period, the Chou dynasty, which fell in 249 B.C. and is supposed to have begun in 1122 B.C., was already declining in power as compared with a number of nominally subordinate feudal States. The position of the Emperor at this time, and for the next 500 years, was similar to that of the King of France during those parts of the Middle Ages when his authority was at its lowest ebb. Chinese history consists of a series of dynasties, each strong at first and weak afterwards, each gradually losing control over subordinates, each followed by a period of anarchy (sometimes lasting for centuries), and ultimately succeeded by a new dynasty which temporarily re-establishes a strong Central Government. Historians always attribute the fall of a dynasty to the excessive power of eunuchs, but perhaps this is, in part, a literary convention.
What distinguishes the Emperor is not so much his political power, which fluctuates with the strength of his personality, as certain religious prerogatives. The Emperor is the Son of Heaven; he sacrifices to Heaven at the winter solstice. The early Chinese used "Heaven" as synonymous with "The Supreme Ruler," a monotheistic God;[3] indeed Professor Giles maintains, by arguments which seem conclusive, that the correct translation of the Emperor's title would be "Son of God." The word "Tien," in Chinese, is used both for the sky and for God, though the latter sense has become rare. The expression "Shang Ti," which means "Supreme Ruler," belongs in the main to pre-Confucian times, but both terms originally represented a God as definitely anthropomorphic as the God of the Old Testament.[4] As time went by the Supreme Ruler became more shadowy, while "Heaven" remained, on account of the Imperial rites connected with it. The Emperor alone had the privilege of worshipping "Heaven," and the rites continued practically unchanged until the fall of the Manchu dynasty in 1911. In modern times they were performed in the Temple of Heaven in Peking, one of the most beautiful places in the world. The annual sacrifice in the Temple of Heaven represented almost the sole official survival of pre-Confucian religion, or indeed of anything that could be called religion in the strict sense; for Buddhism and Taoism have never had any connection with the State.
The history of China is known in some detail from the year 722 B.C., because with this year begins Confucius' _Springs and Autumns_, which is a chronicle of the State of Lu, in which Confucius was an official. One of the odd things about the history of China is that after the Emperors have been succeeding each other for more than 2,000 years, one comes to a ruler who is known as the "First Emperor," Shih Huang Ti. He acquired control over the whole Empire, after a series of wars, in 221 B.C., and died in 210 B.C. Apart from his conquests, he is remarkable for three achievements: the building of the Great Wall against the Huns, the destruction of feudalism, and the burning of the books. The destruction of feudalism, it must be confessed, had to be repeated by many subsequent rulers; for a long time, feudalism tended to grow up again whenever the Central Government was in weak hands. But Shih Huang Ti was the first ruler who made his authority really effective over all China in historical times. Although his dynasty came to an end with his son, the impression he made is shown by the fact that our word "China" is probably derived from his family name, Tsin or Chin[5]. (The Chinese put the family name first.) His Empire was roughly co-extensive with what is now China proper.
The destruction of the books was a curious incident. Shih Huang Ti, as appears from his calling himself "First Emperor," disliked being reminded of the fact that China had existed before his time; therefore history was anathema to him. Moreover the literati were already a strong force in the country, and were always (following Confucius) in favour of the preservation of ancient customs, whereas Shih Huang Ti was a vigorous innovator. Moreover, he appears to have been uneducated and not of pure Chinese race. Moved by the combined motives of vanity and radicalism, he issued an edict decreeing that-- All official histories, except the memoirs of Tsin (his own family), shall be burned; except the persons who have the office of literati of the great learning, those who in the Empire permit themselves to hide the Shi-King, the Shu-King (Confucian classics), or the discourses of the hundred schools, must all go before the local civil and military authorities so that they may be burned. Those who shall dare to discuss among themselves the Shi-King and the Shu-King shall be put to death and their corpses exposed in a public place; those who shall make use of antiquity to belittle modern times shall be put to death with their relations.... Thirty days after the publication of this edict, those who have not burned their books shall be branded and sent to forced labour. The books which shall not be proscribed are those of medicine and pharmacy, of divination ..., of agriculture and of arboriculture. As for those who desire to study the laws and ordinances, let them take the officials as masters. (Cordier, op. cit. i. p. 203.)
It will be seen that the First Emperor was something of a Bolshevik. The Chinese literati, naturally, have blackened his memory. On the other hand, modern Chinese reformers, who have experienced the opposition of old-fashioned scholars, have a certain sympathy with his attempt to destroy the innate conservatism of his subjects. Thus Li Ung Bing[6] says:-- No radical change can take place in China without encountering the opposition of the literati. This was no less the case then than it is now. To abolish feudalism by one stroke was a radical change indeed. Whether the change was for the better or the worse, the men of letters took no time to inquire; whatever was good enough for their fathers was good enough for them and their children. They found numerous authorities in the classics to support their contention and these they freely quoted to show that Shih Huang Ti was wrong. They continued to criticize the government to such an extent that something had to be done to silence the voice of antiquity ... As to how far this decree (on the burning of the books) was enforced, it is hard to say. At any rate, it exempted all libraries of the government, or such as were in possession of a class of officials called Po Szu or Learned Men. If any real damage was done to Chinese literature under the decree in question, it is safe to say that it was not of such a nature as later writers would have us believe. Still, this extreme measure failed to secure the desired end, and a number of the men of letters in Han Yang, the capital, was subsequently buried alive.
This passage is written from the point of view of Young China, which is anxious to assimilate Western learning in place of the dead scholarship of the Chinese classics. China, like every other civilized country, has a tradition which stands in the way of progress. The Chinese have excelled in stability rather than in progress; therefore Young China, which perceives that the advent of industrial civilization has made progress essential to continued national existence, naturally looks with a favourable eye upon Shih Huang Ti's struggle with the reactionary pedants of his age. The very considerable literature which has come down to us from before his time shows, in any case, that his edict was somewhat ineffective; and in fact it was repealed after twenty-two years, in 191. B.C. After a brief reign by the son of the First Emperor, who did not inherit his capacity, we come to the great Han dynasty, which reigned from 206 B.C. to A.D. 220. This was the great age of Chinese imperialism--exactly coeval with the great age of Rome. In the course of their campaigns in Northern India and Central Asia, the Chinese were brought into contact with India, with Persia, and even with the Roman Empire.[7] Their relations with India had a profound effect upon their religion, as well as upon that of Japan, since they led to the introduction of Buddhism. Relations with Rome were chiefly promoted by the Roman desire for silk, and continued until the rise of Mohammedanism. They had little importance for China, though we learn, for example, that about A.D. 164 a treatise on astronomy was brought to China from the Roman Empire.[8] Marcus Aurelius appears in Chinese history under the name An Tun, which stands for Antoninus.
It was during this period that the Chinese acquired that immense prestige in the Far East which lasted until the arrival of European armies and navies in the nineteenth century. One is sometimes tempted to think that the irruption of the white man into China may prove almost as ephemeral as the raids of Huns and Tartars into Europe. The military superiority of Europe to Asia is not an eternal law of nature, as we are tempted to think; and our superiority in civilization is a mere delusion. Our histories, which treat the Mediterranean as the centre of the universe, give quite a wrong perspective. Cordier,[9] dealing with the campaigns and voyages of discovery which took place under the Han dynasty, says:-- The Occidentals have singularly contracted the field of the history of the world when they have grouped around the people of Israel, Greece, and Rome the little that they knew of the expansion of the human race, being completely ignorant of these voyagers who ploughed the China Sea and the Indian Ocean, of these cavalcades across the immensities of Central Asia up to the Persian Gulf. The greatest part of the universe, and at the same time a civilization different but certainly as developed as that of the ancient Greeks and Romans, remained unknown to those who wrote the history of their little world while they believed that they, were setting forth the history of the world as a whole.
In our day, this provincialism, which impregnates all our culture, is liable to have disastrous consequences politically, as well as for the civilization of mankind. We must make room for Asia in our thoughts, if we are not to rouse Asia to a fury of self-assertion. After the Han dynasty there are various short dynasties and periods of disorder, until we come to the Tang dynasty (A.D. 618-907). Under this dynasty, in its prosperous days, the Empire acquired its greatest extent, and art and poetry reached their highest point.[10] The Empire of Jenghis Khan (died 1227) was considerably greater, and contained a great part of China; but Jenghis Khan was a foreign conqueror. Jenghis and his generals, starting from Mongolia, appeared as conquerors in China, India, Persia, and Russia. Throughout Central Asia, Jenghis destroyed every man, woman, and child in the cities he captured. When Merv was captured, it was transformed into a desert and 700,000 people were killed. But it was said that many had escaped by lying among the corpses and pretending to be dead; therefore at the capture of Nishapur, shortly afterwards, it was ordered that all the inhabitants should have their heads cut off. Three pyramids of heads were made, one of men, one of women, and one of children. As it was feared that some might have escaped by hiding underground, a detachment of soldiers was left to kill any that might emerge.[11] Similar horrors were enacted at Moscow and Kieff, in Hungary and Poland. Yet the man responsible for these massacres was sought in alliance by St. Louis and the Pope. The times of Jenghis Khan remind one of the present day, except that his methods of causing death were more merciful than those that have been employed since the Armistice.
Kublai Khan (died 1294), who is familiar, at least by name, through Marco Polo and Coleridge; was the grandson of Jenghis Khan, and the first Mongol who was acknowledged Emperor of China, where he ousted the Sung dynasty (960-1277). By this time, contact with China had somewhat abated the savagery of the first conquerors. Kublai removed his capital from Kara Korom in Mongolia to Peking. He built walls like those which still surround the city, and established on the walls an observatory which is preserved to this day. Until 1900, two of the astronomical instruments constructed by Kublai were still to be seen in this observatory, but the Germans removed them to Potsdam after the suppression of the Boxers.[12] I understand they have been restored in accordance with one of the provisions of the Treaty of Versailles. If so, this was probably the most important benefit which that treaty secured to the world. Kublai plays the same part in Japanese history that Philip II plays in the history of England. He prepared an Invincible Armada, or rather two successive armadas, to conquer Japan, but they were defeated, partly by storms, and partly by Japanese valour. After Kublai, the Mongol Emperors more and more adopted Chinese ways, and lost their tyrannical vigour. Their dynasty came to an end in 1370, and was succeeded by the pure Chinese Ming dynasty, which lasted until the Manchu conquest of 1644. The Manchus in turn adopted Chinese ways, and were overthrown by a patriotic revolution in 1911, having contributed nothing notable to the native culture of China except the pigtail, officially abandoned at the Revolution.
The persistence of the Chinese Empire down to our own day is not to be attributed to any military skill; on the contrary, considering its extent and resources, it has at most times shown itself weak and incompetent in war. Its southern neighbours were even less warlike, and were less in extent. Its northern and western neighbours inhabited a barren country, largely desert, which was only capable of supporting a very sparse population. The Huns were defeated by the Chinese after centuries of warfare; the Tartars and Manchus, on the contrary, conquered China. But they were too few and too uncivilized to impose their ideas or their way of life upon China, which absorbed them and went on its way as if they had never existed. Rome could have survived the Goths, if they had come alone, but the successive waves of barbarians came too quickly to be all civilized in turn. China was saved from this fate by the Gobi Desert and the Tibetan uplands. Since the white men have taken to coming by sea, the old geographical immunity is lost, and greater energy will be required to preserve the national independence.
These figures suffice to show how little is known about the population of China. Not only are widely divergent estimates made in the same year (_e.g._ 1760), but in other respects the figures are incredible. Mr. Putnam Weale might contend that the drop from 60 millions in 1580 to 21 millions in 1662 was due to the wars leading to the Manchu conquest. But no one can believe that between 1711 and 1736 the population increased from 28 millions to 125 millions, or that it doubled between 1790 and 1792. No one knows whether the population of China is increasing or diminishing, whether people in general have large or small families, or any of the other facts that vital statistics are designed to elucidate. What is said on these subjects, however dogmatic, is no more than guess-work. Even the population of Peking is unknown. It is said to be about 900,000, but it may be anywhere between 800,000 and a million. As for the population of the Chinese Empire, it is probably safe to assume that it is between three and four hundred millions, and somewhat likely that it is below three hundred and fifty millions. Very little indeed can be said with confidence as to the population of China in former times; so little that, on the whole, authors who give statistics are to be distrusted.
There are certain broad features of the traditional Chinese civilization which give it its distinctive character. I should be inclined to select as the most important: (1) The use of ideograms instead of an alphabet in writing; (2) The substitution of the Confucian ethic for religion among the educated classes; (3) government by literati chosen by examination instead of by a hereditary aristocracy. The family system distinguishes traditional China from modern Europe, but represents a stage which most other civilizations have passed through, and which is therefore not distinctively Chinese; the three characteristics which I have enumerated, on the other hand, distinguish China from all other countries of past times. Something must be said at this stage about each of the three. 1. As everyone knows, the Chinese do not have letters, as we do, but symbols for whole words. This has, of course, many inconveniences: it means that, in learning to write, there are an immense number of different signs to be learnt, not only 26 as with us; that there is no such thing as alphabetical order, so that dictionaries, files, catalogues, etc., are difficult to arrange and linotype is impossible; that foreign words, such as proper names and scientific terms, cannot be written down by sound, as in European languages, but have to be represented by some elaborate device.[15] For these reasons, there is a movement for phonetic writing among the more advanced Chinese reformers; and I think the success of this movement is essential if China is to take her place among the bustling hustling nations which consider that they have a monopoly of all excellence. Even if there were no other argument for the change, the difficulty of elementary education, where reading and writing take so long to learn, would be alone sufficient to decide any believer in democracy. For practical purposes, therefore, the movement for phonetic writing deserves support.
There are, however, many considerations, less obvious to a European, which can be adduced in favour of the ideographic system, to which something of the solid stability of the Chinese civilization is probably traceable. To us, it seems obvious that a written word must represent a sound, whereas to the Chinese it represents an idea. We have adopted the Chinese system ourselves as regards numerals; "1922," for example, can be read in English, French, or any other language, with quite different sounds, but with the same meaning. Similarly what is written in Chinese characters can be read throughout China, in spite of the difference of dialects which are mutually unintelligible when spoken. Even a Japanese, without knowing a word of spoken Chinese, can read out Chinese script in Japanese, just as he could read a row of numerals written by an Englishman. And the Chinese can still read their classics, although the spoken language must have changed as much as French has changed from Latin. The advantage of writing over speech is its greater permanence, which enables it to be a means of communication between different places and different times. But since the spoken language changes from place to place and from time to time, the characteristic advantage of writing is more fully attained by a script which does not aim at representing spoken sounds than by one which does.
Language has been traditionally treated by European scientists as a collection of sounds instead of an expression of something inner and deeper than the vocal apparatus as it should be. The accumulative effect of language-symbols upon one's mental formulation is still an unexploited field. Dividing the world culture of the living races on this basis, one perceives a fundamental difference of its types between the alphabetical users and the hieroglyphic users, each of which has its own virtues and vices. Now, with all respects to alphabetical civilization, it must be frankly stated that it has a grave and inherent defect in its lack of solidity. The most civilized portion under the alphabetical culture is also inhabited by the most fickled people. The history of the Western land repeats the same story over and over again. Thus up and down with the Greeks; up and down with Rome; up and down with the Arabs. The ancient Semitic and Hametic peoples are essentially alphabetic users, and their civilizations show the same lack of solidity as the Greeks and the Romans. Certainly this phenomenon can be partially explained by the extra-fluidity of the alphabetical language which cannot be depended upon as a suitable organ to conserve any solid idea. Intellectual contents of these people may be likened to waterfalls and cataracts, rather than seas and oceans. No other people is richer in ideas than they; but no people would give up their valuable ideas as quickly as they do....
The Chinese language is by all means the counterpart of the alphabetic stock. It lacks most of the virtues that are found in the alphabetic language; but as an embodiment of simple and final truth, it is invulnerable to storm and stress. It has already protected the Chinese civilization for more than forty centuries. It is solid, square, and beautiful, exactly as the spirit of it represents. Whether it is the spirit that has produced this language or whether this language has in turn accentuated the spirit remains to be determined. Without committing ourselves wholly to the theory here set forth, which is impregnated with Chinese patriotism, we must nevertheless admit that the Westerner is unaccustomed to the idea of "alphabetical civilization" as merely one kind, to which he happens to belong. I am not competent to judge as to the importance of the ideographic script in producing the distinctive characteristics of Chinese civilization, but I have no doubt that this importance is very great, and is more or less of the kind indicated in the above quotation. 2. Confucius (B.C. 551-479) must be reckoned, as regards his social influence, with the founders of religions. His effect on institutions and on men's thoughts has been of the same kind of magnitude as that of Buddha, Christ, or Mahomet, but curiously different in its nature. Unlike Buddha and Christ, he is a completely historical character, about whose life a great deal is known, and with whom legend and myth have been less busy than with most men of his kind. What most distinguishes him from other founders is that he inculcated a strict code of ethics, which has been respected ever since, but associated it with very little religious dogma, which gave place to complete theological scepticism in the countless generations of Chinese literati who revered his memory and administered the Empire.
One of the feudal princes was boasting to Confucius of the high level of morality which prevailed in his own State. "Among us here," he said, "you will find upright men. If a father has stolen a sheep, his son will give evidence against him." "In my part of the country," replied Confucius, "there is a different standard from this. A father will shield his son, a son will shield his father. It is thus that uprightness will be found." It is interesting to contrast this story with that of the elder Brutus and his sons, upon which we in the West were all brought up. Chao Ki, expounding the Confucian doctrine, says it is contrary to filial piety to refuse a lucrative post by which to relieve the indigence of one's aged parents.[19] This form of sin, however, is rare in China as in other countries. The worst failure of filial piety, however, is to remain without children, since ancestors are supposed to suffer if they have no descendants to keep up their cult. It is probable that this doctrine has made the Chinese more prolific, in which case it has had great biological importance. Filial piety is, of course, in no way peculiar to China, but has been universal at a certain stage of culture. In this respect, as in certain others, what is peculiar to China is the preservation of the old custom after a very high level of civilization had been attained. The early Greeks and Romans did not differ from the Chinese in this respect, but as their civilization advanced the family became less and less important. In China, this did not begin to happen until our own day.
Ideas discussed in this chapter
Text from Project Gutenberg, public domain in the United States.