Introductory lectures on psycho-analysis · Sigmund Freud
TENTH LECTURE SYMBOLISM IN DREAMS
There is still something to be said on the subject of wood. It is not easy to see why wood should have come to represent a woman or mother, but here a comparison of different languages may be useful to us. The German word _Holz_ (wood) is said to be derived from the same root as the Greek ὔλη, which means stuff, raw material. This would be an instance of a process which is by no means rare, in that a general name for material has come finally to be applied to a particular material only. Now, in the Atlantic Ocean, there is an island named Madeira, and this name was given to it by the Portuguese when they discovered it, because at that time it was covered with dense forests; for in Portuguese the word for wood is _madeira_. But you cannot fail to notice that this _madeira_ is merely a modified form of the Latin _materia_, which again signifies material in general. Now _materia_ is derived from _mater_ = mother, and the material out of which anything is made may be conceived of as giving birth to it. So, in the symbolic use of wood to represent woman or mother, we have a survival of this old idea.
Birth is regularly expressed by some connection with water: we are plunging into or emerging from water, that is to say, we give birth or are being born. Now let us not forget that this symbol has a twofold reference to the actual facts of evolution. Not only are all land mammals, from which the human race itself has sprung, descended from creatures inhabiting the water—this is the more remote of the two considerations—but also every single mammal, every human being, has passed the first phase of existence in water—that is to say, as an embryo in the amniotic fluid of the mother’s womb—and thus, at birth, emerged from water. I do not maintain that the dreamer knows this; on the other hand, I contend that there is no need for him to know it. He probably knows something else from having been told it as a child, but even this, I will maintain, has contributed nothing to symbol-formation. The child is told in the nursery that the stork brings the babies, but then where does it get them? Out of a pond or a well—again, out of the water. One of my patients who had been told this as a child (a little count, as he was then) afterwards disappeared for a whole afternoon, and was at last found lying at the edge of the castle lake, with his little face bent over the clear water, eagerly gazing to see whether he could catch sight of the babies at the bottom of the water.
In the myths of the births of heroes, a comparative study of which has been made by O. Rank—the earliest is that of King Sargon of Akkad, about 2800 B.C.—exposure in water and rescue from it play a major part. Rank perceived that this symbolizes birth in a manner analogous to that employed in dreams. When anyone in his dream rescues somebody from the water, he makes that person into his mother, or at any rate _a_ mother; and in mythology, whoever rescues a child from water confesses herself to be its real mother. There is a well-known joke in which an intelligent Jewish boy, when asked who was the mother of Moses, answers immediately: “The Princess.” He is told: “No, she only took him out of the water.” “That’s what _she_ said,” he replies, showing that he had hit upon the right interpretation of the myth.
Going away on a journey stands in dreams for dying; similarly, it is the custom in the nursery, when a child asks questions as to the whereabouts of someone who has died and whom he misses, to tell him that that person has “gone away.” Here again, I deprecate the idea that the dream-symbol has its origin in this evasive reply to the child. The poet uses the same symbol when he speaks of the other side as “the undiscovered country from whose bourne _no traveller_ returns.” Again, in everyday speech it is quite usual to speak of the “last journey,” and everyone who is acquainted with ancient rites knows how seriously the idea of a journey into the land of the dead was taken, for instance, in ancient Egyptian belief. In many cases the “Book of the Dead” survives, which was given to the mummy, like a Baedeker, to take with him on the last journey. Since burial-grounds have been placed at a distance from the houses of the living, the last journey of the dead has indeed become a reality.
Nor does sexual symbolism belong only to dreams. You will all know the expression “a baggage” as applied contemptuously to a woman, but perhaps people do not know that they are using a genital symbol. In the New Testament we read: “The woman is the weaker _vessel_.” The sacred writings of the Jews, the style of which so closely approaches that of poetry, are full of expressions symbolic of sex, which have not always been correctly interpreted and the exegesis of which, e.g. in the Song of Solomon, has led to many misunderstandings.[37] In later Hebrew literature the woman is very frequently represented by a house, the door standing for the genital opening; thus a man complains, when he finds a woman no longer a virgin, that “he has found the door open.” The symbol “table” for a woman also occurs in this literature; the woman says of her husband “I spread the table for him, but he overturned it.” Lame children are said to owe their infirmity to the fact that the man “overturned the table.” I quote here from a treatise by L. Levy in Brünn: _Sexual Symbolism in the Bible and the Talmud_.
That ships in dreams signify women is a belief in which we are supported by the etymologists, who assert that “ship” (_Schiff_) was originally the name of an earthen vessel and is the same word as _Schaff_ (_schaffen_ = to make or produce). That an oven stands for a woman or the mother’s womb is an interpretation confirmed by the Greek story of Periander of Corinth and his wife Melissa. According to the version of Herodotus, the tyrant adjured the shade of his wife, whom he had loved passionately but had murdered out of jealousy, to tell him something about herself, whereupon the dead woman identified herself by reminding him that he, Periander, “had put his bread into a cold oven,” thus expressing in a disguised form a circumstance of which everyone else was ignorant. In the _Anthropophyteia_, edited by F. S. Kraus, a work which is an indispensable text-book on everything concerning the sexual life of different peoples, we read that in a certain part of Germany people say of a woman who is delivered of a child that “her oven has fallen to pieces.” The kindling of fire and everything connected with this is permeated through and through with sexual symbolism, the flame always standing for the male organ, and the fireplace or the hearth for the womb of the woman.
If you have chanced to wonder at the frequency with which landscapes are used in dreams to symbolize the female sexual organs, you may learn from mythologists how large a part has been played in the ideas and cults of ancient times by “Mother Earth” and how the whole conception of agriculture was determined by this symbolism. The fact that in dreams a room represents a woman you may be inclined to trace to the German colloquialism by which _Frauenzimmer_ (_lit._ “woman’s room”) is used for _Frau_, that is to say, the human person is represented by the place assigned for her occupation. Similarly we speak of the Porte, meaning thereby the Sultan and his government, and the name of the ancient Egyptian ruler, Pharaoh, merely means “great court.” (In the ancient Orient the courts between the double gates of the city were places of assembly, like the market-place in classical times.) But I think this derivation is too superficial, and it strikes me as more probable that the room came to symbolize woman on account of its property of enclosing within it the human being. We have already met with the house in this sense; from mythology and poetry we may take towns, citadels, castles and fortresses to be further symbols for women. It would be easy to decide the point by reference to the dreams of people who neither speak nor understand German. Of late years I have mainly treated foreign patients, and I think I recollect that in their dreams rooms stand in the same way for women, even though there is no word analogous to our _Frauenzimmer_ in their language. There are other indications that symbolism may transcend the boundaries of language, a fact already maintained by the old dream-investigator, Schubert, in 1862. Nevertheless, none of my patients were wholly ignorant of German, so that I must leave this question to be decided by those analysts who can collect instances in other countries from persons who speak only one language.[38]
Amongst the symbols for the male sexual organ, there is scarcely one which does not appear in jests, or in vulgar or poetic phrases, especially in the old classical poets. Here, however, we meet not only with such symbols as occur in dreams but also with new ones, e.g. the _implements_ employed in various kinds of work, first and foremost, the _plough_. Moreover, when we come to male symbols, we trench on very extensive and much-contested ground, which, in order not to waste time, we will avoid. I should just like to devote a few remarks to the one symbol which stands, as it were, by itself; I refer to the number _three_. Whether this number does not in all probability owe its sacred character to its symbolic significance is a question which we must leave undecided, but it seems certain that many tripartite natural objects, e.g. the clover-leaf, are used in coats-of-arms and as emblems on account of their symbolism.
The so-called “French” lily with its three parts and, again, the “trisceles,” that curious coat-of-arms of two such widely separated islands as Sicily and the Isle of Man (a figure consisting of three bent legs projecting from a central point), are supposed to be merely disguised forms of the male sexual organ, images of which were believed in ancient times to be the most powerful means of warding off evil influences (_apotropaea_); connected with this is the fact that the lucky “charms” of our own time may all be easily recognized as genital or sexual symbols. Let us consider a collection of such charms in the form of tiny silver pendants: a four-leaved clover, a pig, a mushroom, a horseshoe, a ladder and a chimney-sweep. The four-leaved clover has taken the place of that with three leaves, which was really more appropriate for the purposes of symbolism; the pig is an ancient symbol of fruitfulness; the mushroom undoubtedly symbolizes the penis, there are mushrooms which derive their name from their unmistakable resemblance to that organ (_Phallus impudicus_); the horseshoe reproduces the contour of the female genital opening; while the chimney-sweep with his ladder belongs to this company because his occupation is one which is vulgarly compared with sexual intercourse. (Cf. _Anthropophyteia_.) We have learnt to recognize his ladder in dreams as a sexual symbol: expressions in language show what a completely sexual significance the word _steigen_, to mount, has, as in the phrases: _Den Frauen nachsteigen_ (to run after women) and _ein alter Steiger_ (an old roué). So, in French, where the word for “step” is _la marche_, we find the quite analogous expression for an old rake: _un vieux marcheur_. Probably the fact that with many of the larger animals sexual intercourse necessitates a mounting or “climbing upon” the female has something to do with this association of ideas.
Pulling off a branch to symbolize onanism is not only in agreement with vulgar descriptions of that act, but also has far-reaching parallels in mythology. But especially remarkable is the representation of onanism, or rather of castration as the punishment for onanism, by the falling out or extraction of teeth; for we find in folk-lore a counterpart to this which could only be known to very few dreamers. I think that there can be no doubt that circumcision, a practice common to so many peoples, is an equivalent and replacement of castration. And recently we have learnt that certain aboriginal tribes in Australia practise circumcision as a rite to mark the attaining of puberty (at the celebration of the boy’s coming of age), whilst other tribes living quite near have substituted for this practice that of knocking out a tooth. I will end my account with these examples. They are only examples; we know more about this subject and you can imagine how much richer and more interesting a collection of this sort might be made, not by dilettanti like ourselves, but by real experts in mythology, anthropology, philology and folk-lore. We are forced to certain conclusions, which cannot be exhaustive, but nevertheless will give us plenty to think about.
In the first place, we are confronted with the fact that the dreamer has at his command a symbolic mode of expression of which he knows nothing, and does not even recognize, in his waking life. This is as amazing as if you made the discovery that your housemaid understood Sanscrit, though you know that she was born in a Bohemian village and had never learnt that language. It is not easy to bring this fact into line with our views on psychology. We can only say that the dreamer’s knowledge of symbolism is unconscious and belongs to his unconscious mental life, but even this assumption does not help us much. Up till now we have only had to assume the existence of unconscious tendencies which are temporarily or permanently unknown to us; but now the question is a bigger one and we have actually to believe in unconscious knowledge, thought-relations, and comparisons between different objects, in virtue of which one idea can constantly be substituted for another. These comparisons are not instituted afresh every time, but are ready to hand, perfect for all time; this we infer from their unanimity in different persons, even probably in spite of linguistic differences. Whence is our knowledge of this symbolism derived? The usages of speech cover only a small part of it, whilst the manifold parallels in other fields are for the most part unknown to the dreamer; we ourselves had to collate them laboriously in the first instance.
In the second place, these symbolic relations are not peculiar to the dreamer or to the dream-work by which they are expressed; for we have discovered that the same symbolism is employed in myths and fairy tales, in popular sayings and songs, in colloquial speech and poetic phantasy. The province of symbolism is extraordinarily wide: dream-symbolism is only a small part of it; it would not even be expedient to attack the whole problem from the side of dreams. Many of the symbols commonly occurring elsewhere either do not appear in dreams at all or appear very seldom; on the other hand, many of the dream-symbols are not met with in every other department, but, as you have seen, only here and there. We get the impression that here we have to do with an ancient but obsolete mode of expression, of which different fragments have survived in different fields, one here only, another there only, a third in various spheres perhaps in slightly different forms. At this point I am reminded of the phantasy of a very interesting insane patient, who had imagined a “primordial language” (_Grundsprache_) of which all these symbols were survivals. In the third place, it must strike you that the symbolism occurring in the other fields I have named is by no means confined to sexual themes, whereas in dreams the symbols are almost exclusively used to represent sexual objects and relations. This again is hard to account for. Are we to suppose that symbols originally of sexual significance were later employed differently and that perhaps the decline from symbolic to other modes of representation is connected with this? It is obviously impossible to answer these questions by dealing only with dream-symbolism; all we can do is to hold fast to the supposition that there is a specially close relation between true symbols and sexuality.
An important clue in this connection has recently been given to us in the view expressed by a philologist (H. Sperber, of Upsala, who works independently of psycho-analysis), that sexual needs have had the largest share in the origin and development of language. He says that the first sounds uttered were a means of communication, and of summoning the sexual partner, and that in the later development the elements of speech were used as an accompaniment to the different kinds of work carried on by primitive man. This work was performed by associated efforts, to the sound of rhythmically repeated utterances, the effect of which was to transfer a sexual interest to the work. Primitive man thus made his work agreeable, so to speak, by treating it as the equivalent of and substitute for sexual activities. The word uttered during the communal work had therefore two meanings, the one referring to the sexual act, the other to the labour which had come to be equivalent to it. In time the word was dissociated from its sexual significance and its application confined to the work. Generations later the same thing happened to a new word with a sexual signification, which was then applied to a new form of work. In this way a number of root-words arose which were all of sexual origin but had all lost their sexual meaning. If the statement here outlined be correct, a possibility at least of understanding dream-symbolism opens out before us. We should comprehend why it is that in dreams, which retain something of these primitive conditions, there is such an extraordinarily large number of sexual symbols; and why weapons and tools in general stand for the male, and materials and things worked on for the female. The symbolic relation would then be the survival of the old identity in words; things which once had the same name as the genitalia could now appear in dreams as symbolizing them.
Further, our parallels to dream-symbolism may assist you to appreciate what it is in psycho-analysis which makes it a subject of general interest, in a way that was not possible to either psychology or psychiatry; psycho-analytic work is so closely intertwined with so many other branches of science, the investigation of which gives promise of the most valuable conclusions: with mythology, philology, folk-lore, folk psychology and the study of religion. You will not be surprised to hear that a publication has sprung from psycho-analytic soil, of which the exclusive object is to foster these relations. I refer to _Imago_, first published in 1912 and edited by Hanns Sachs and Otto Rank. In its relation to all these other subjects, psycho-analysis has in the first instance given rather than received. True, analysis reaps the advantage of receiving confirmation of its own results, seemingly so strange, again in other fields; but on the whole it is psycho-analysis which supplies the technical methods and the points of view, the application of which is to prove fruitful in these other provinces. The mental life of the human individual yields, under psycho-analytic investigation, explanations which solve many a riddle in the life of the masses of mankind or at any rate can show these problems in their true light. I have still given you no idea of the circumstances in which we may arrive at the deepest insight into that hypothetical “primordial language,” or of the province in which it is for the most part retained. As long as you do not know this you cannot appreciate the true significance of the whole subject. I refer to the province of neurosis; the material is found in the symptoms and other modes of expression of nervous patients, for the explanation and treatment of which psycho-analysis was indeed devised.
My fourth point of view takes us back to the place from which we started and leads into the track we have already marked out. We said that even if there were no dream-censorship we should still find it difficult to interpret dreams, for we should then be confronted with the task of translating the symbolic language of dreams into the language of waking life. SYMBOLISM, then, is a second and independent factor in dream-distortion, existing side by side with the censorship. But the conclusion is obvious that it suits the censorship to make use of symbolism, in that both serve the same purpose: that of making the dream strange and incomprehensible. Whether a further study of the dream will not introduce us to yet another contributing factor in the distortion, we shall soon see. But I must not leave the subject of dream-symbolism without once more touching on the puzzling fact that it has succeeded in rousing such strenuous opposition amongst educated persons, although the prevalence of symbolism in myth, religion, art and language is beyond all doubt. Is it not probable that, here again, the reason is to be found in its relation to sexuality?
Ideas discussed in this chapter
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