Introductory lectures on psycho-analysis · Sigmund Freud
THIRTEENTH LECTURE ARCHAIC AND INFANTILE FEATURES IN DREAMS
Let us start afresh from our conclusion that, under the influence of the censorship, the dream-work translates the latent dream-thoughts into another form. These thoughts are of the same nature as the familiar, conscious thoughts of waking life; the new form in which they are expressed is, owing to many peculiar characteristics, incomprehensible to us. We have said that it goes back to phases in our intellectual development which we have long outgrown—to hieroglyphic writing, to symbolic-connections, possibly to conditions which existed before the language of thought was evolved. On this account we called the form of expression employed by the dream-work _archaic_ or _regressive_. From this you may draw the inference that a more profound study of the dream-work must lead to valuable conclusions about the initial stages of our intellectual development, of which at present little is known. I hope it will be so, but so far this task has not been attempted. The era to which the dream-work takes us back is “primitive” in a twofold sense: in the first place, it means the early days of the _individual_—his childhood—and, secondly, in so far as each individual repeats in some abbreviated fashion during childhood the whole course of the development of the human race, the reference is _phylogenetic_. I believe it not impossible that we may be able to discriminate between that part of the latent mental processes which belongs to the early days of the individual and that which has its roots in the infancy of the race. It seems to me, for instance, that symbolism, a mode of expression which has never been individually acquired, may claim to be regarded as a racial heritage.
This, however, is not the only archaic feature in dreams. You are all familiar from actual experience with the peculiar _amnesia of childhood_ to which we are subject. I mean that the first years of life, up to the age of five, six, or eight, have not left the same traces in memory as our later experiences. True, we come across individuals who can boast of continuous recollection from early infancy to the present time, but it is incomparably more common for the opposite, a blank in memory, to be found. In my opinion, this has not aroused sufficient surprise. At two years old the child can speak well and soon shows his capacity for adapting himself to complicated mental situations, and, moreover, says things which he himself has forgotten when they are repeated to him years later. And yet memory is more efficient in early years, being less overburdened than it is later. Again, there is no reason to regard the function of memory as an especially high or difficult form of mental activity; on the contrary, excellent memory may be found in people who are yet on a very low plane intellectually.
But I must draw your attention to a second peculiarity, based upon the first—namely, that from the oblivion in which the first years of childhood are shrouded certain clearly retained recollections emerge, mostly in the form of plastic images, for the retention of which there seems no adequate ground. Memory deals with the mass of impressions received in later life by a process of selection, retaining what is important and omitting what is not; but with the recollections retained from childhood this is not so. They do not necessarily reflect important experiences in childhood, not even such as must have seemed important from the child’s standpoint, but are often so banal and meaningless in themselves that we can only ask ourselves in amazement why just this particular detail has escaped oblivion. I have tried, with the help of analysis, to attack the problem of childhood amnesia and of the fragments of recollection which break through it, and have come to the conclusion that, whatever may appear to the contrary, the child no less than the adult only retains in memory what is important; but that what is important is represented (by the processes of condensation and, more especially, of displacement, already familiar to you) in the memory by something apparently trivial. For this reason I have called these childhood recollections _screen-memories_; a thorough analysis can evolve from them all that has been forgotten.
It is a regular task in psycho-analytic treatment to fill in the blank in infantile memories, and, in so far as the treatment is successful to any extent at all (very frequently, therefore) we are enabled to bring to light the content of those early years long buried in oblivion. These impressions have never really been forgotten, but were only inaccessible and latent, having become part of the unconscious. But sometimes it happens that they emerge spontaneously from the unconscious, and it is in connection with dreams that this happens. It is clear that the dream-life knows the way back to these latent, infantile experiences. Many good illustrations of this are to be found in psycho-analytical literature, and I myself have been able to furnish a contribution of the sort. I once dreamt in a particular connection of someone who had evidently done me a service and whom I saw plainly. He was a one-eyed man, short, fat and high-shouldered; from the context I gathered that he was a doctor. Fortunately I was able to ask my mother, who was still living, what was the personal appearance of the doctor who attended us at the place where I was born and which I left at the age of three; she told me that he had only one eye and was short, fat and high-shouldered; I learnt also of the accident which was the occasion of this doctor’s being called in and which I had forgotten. This command of the forgotten material of the earliest years of childhood is thus a further ‘archaic’ feature of dreams.
This knowledge has a bearing on another of the problems which up to the present have proved insoluble. You will remember the astonishment caused by our discovery that dreams have their origin in actively evil or in excessive sexual desires, which have made both the dream-censorship and dream-distortion necessary. Supposing now that we have interpreted a dream of this sort, and the circumstances are specially favourable in that the dreamer does not quarrel with the interpretation itself, he does nevertheless invariably ask how any such wish could come into his mind, since it seems quite foreign to him and he is conscious of desiring the exact opposite. We need have no hesitation in pointing out to him the origin of the wish he repudiates: these evil impulses may be traced to the past, often indeed to a past which is not so very far away. It may be demonstrated that he once knew and was conscious of them, even if this is no longer so. A woman who had a dream meaning that she wished to see her only daughter (then seventeen years old) lying dead found, with our help, that at one time she actually had cherished this death-wish. The child was the offspring of an unhappy marriage, which ended in the speedy separation of husband and wife. Once when the child was as yet unborn the mother, in an access of rage after a violent scene with her husband, beat her body with her clenched fists in order to kill the baby in her womb. How many mothers who to-day love their children tenderly, perhaps with excessive tenderness, yet conceived them unwillingly and wished that the life within them might not develop further; and have indeed turned this wish into various actions, fortunately of a harmless kind. The later death-wish against beloved persons, which appears so puzzling, thus dates from the early days of the relationship to them.
A father, whose dream when interpreted shows that he wished for the death of his eldest and favourite child, is in the same way obliged to recall that there was a time when this wish was not unknown to him. The man, whose marriage had proved a disappointment, often thought when the child was still an infant that if the little creature who meant nothing to him were to die he would again be free and would make better use of his freedom. A large number of similar impulses of hate are to be traced to a similar source; they are recollections of something belonging to the past, something which was once in consciousness and played its part in mental life. From this you will be inclined to draw the conclusion that such dreams and such wishes would not occur in cases where there have been no changes of this sort in the relations between two persons, that is to say, where the relation has been of the same character from the beginning. I am prepared to grant you this conclusion, only I must warn you that you have to consider, not the literal meaning of the dream, but what it signifies on interpretation. It may be that the manifest dream of the death of some beloved person was only using this as a terrible mask, whilst really meaning something totally different, or it is possible that the beloved person is an illusory substitute for someone else.
This situation will, however, raise in you another and much more serious question. You will say: “Even though this death-wish did at one time actually exist and this is confirmed by recollection, that is still no true explanation; for the desire has long since been overcome and surely at the present time can exist in the unconscious merely as a recollection, of no affective value, and not as a powerful exciting agent. For this later assumption we have no evidence. Why is the wish recollected at all in dreams?” This is a question which you are really justified in asking; the attempt to answer it would take us far afield and would oblige us to define our position with regard to one of the most important points in the theory of dreams. But I must keep within the limits of our discussion and must forbear to follow up this question; so you must be reconciled to leaving it for the present. Let us content ourselves with the actual evidence that this wish, long since subdued, can be proved to have given rise to the dream, and let us continue our enquiry whether other evil wishes also can be traced in the same way to the past.
Let us keep to the death-wishes, which we shall certainly find mostly derived from the unbounded egoism of the dreamer. Wishes of this sort are very often found to be the underlying agents of dreams. Whenever anyone gets in our way in life—and how often must this happen when our relations to one another are so complicated!—a dream is immediately prepared to make away with that person, even if it be father, mother, brother or sister, husband or wife. It appeared to us amazing that such wickedness should be innate in humanity, and certainly we were not inclined to admit without further evidence that this result of our interpretation of dreams was correct. But, when once we had seen that the origin of wishes of this sort must be looked for in the past, we had little difficulty in finding the period in the past of the individual in which there is nothing strange in such egoism and such wishes, even when directed against the nearest and dearest. A child in his earliest years (which later are veiled in oblivion) is just the person who frequently displays such egoism in boldest relief; invariably, unmistakable tendencies of this kind, or, more accurately, surviving traces of them, are plainly visible in him. For a child loves himself first and only later learns to love others and to sacrifice something of his own ego to them. Even the people whom he seems to love from the outset are loved in the first instance because he needs them and cannot do without them—again therefore, from motives of egoism. Only later does the impulse of love detach itself from egoism: it is a literal fact that the child learns how to love through his own egoism.
In this connection it will be instructive to compare a child’s attitude towards his brothers and sisters with his attitude towards his parents. The little child does not necessarily love his brothers and sisters, and often he is quite frank about it. It is unquestionable that in them he sees and hates his rivals, and it is well known how commonly this attitude persists without interruption for many years, till the child reaches maturity and even later. Of course it often gives place to a more tender feeling, or perhaps we should say it is overlaid by this, but the hostile attitude seems very generally to be the earlier. We can most easily observe it in children of two and a half to four years old when a new baby arrives, which generally meets with a very unfriendly reception; remarks such as “I don’t like it. The stork is to take it away again” are very common. Subsequently every opportunity is seized to disparage the new-comer; attempts are even made to injure it and actual attacks upon it are by no means unheard-of. If the difference in age is less, by the time the child’s mental activity is more fully developed the rival is already in existence and he adapts himself to the situation; if on the other hand there is a greater difference between their ages, the new baby may rouse certain kindly feelings from the first, as an object of interest, a sort of living doll; and when there is as much as eight years or more between them, especially if the elder child is a girl, protective, motherly impulses may at once come into play. But, speaking honestly, when we find a wish for the death of a brother or a sister latent in a dream we need seldom be puzzled, for we find its origin in early childhood without much trouble, or indeed, quite often in the later years when they still lived together.
There is probably no nursery without violent conflicts between the inhabitants, actuated by rivalry for the love of the parents, competition for possessions shared by them all, even for the actual space in the room they occupy. Such hostility is directed against older as well as younger brothers and sisters. I think it was Bernard Shaw who said: “If there is anyone whom a young English lady hates more than her mother it is her elder sister.” Now there is something in this dictum which jars upon us; it is hard enough to bring ourselves to understand hatred and rivalry between brothers and sisters, but how can feelings of hate force themselves into the relation between mother and daughter, parents and children?
This relationship is no doubt a more favourable one, also from the children’s point of view; and this too is what our expectations require: we find it far more offensive for love to be lacking between parents and children than between brothers and sisters. We have, so to speak, sanctified the former love while allowing the latter to remain profane. Yet everyday observation may show us how frequently the sentiments entertained towards each other by parents and grown-up children fall short of the ideal set up by society, and how much hostility lies smouldering, ready to burst into flame if it were not stifled by considerations of filial or parental duty and by other, tender impulses. The motives for this hostility are well known, and we recognize a tendency for those of the same sex to become alienated, daughter from mother and father from son. The daughter sees in her mother the authority which imposes limits to her will, whose task it is to bring her to that renunciation of sexual freedom which society demands; in certain cases, too, the mother is still a rival, who objects to being set aside. The same thing is repeated still more blatantly between father and son. To the son the father is the embodiment of the social compulsion to which he so unwillingly submits, the person who stands in the way of his following his own will, of his early sexual pleasures and, when there is family property, of his enjoyment of it. When a throne is involved this impatience for the death of the father may approach tragic intensity. The relation between father and daughter or mother and son would seem less liable to disaster; the latter relation furnishes the purest examples of unchanging tenderness, undisturbed by any egoistic considerations.
Why, you ask, do I speak of things so banal and so well-known to everybody? Because there exists an unmistakable tendency in people’s minds to deny the significance of these things in real life and to pretend that the social ideal is much more frequently realized than it actually is. But it is better that psychology should tell the truth than that it should be left to cynics to do so. This general denial is only applied to real life, it is true; for fiction and drama are free to make use of the motives laid bare when these ideals are rudely disturbed. There is nothing to wonder at therefore if the dreams of a great number of people bring to light the wish for the removal of their parents, especially of the parent whose sex is the same as the dreamer’s. We may assume that the wish exists in waking life as well, sometimes even in consciousness if it can disguise itself behind another motive, as the dreamer in our third example disguised his real thought by pity for his father’s useless suffering. It is but rarely that hostility reigns alone,—far more often it yields to more tender feelings which finally suppress it, when it has to wait in abeyance till a dream shows it, as it were, in isolation. That which the dream shows in a form magnified by this very isolation resumes its true proportions when our interpretation has assigned to it its proper place in relation to the rest of the dreamer’s life. (H. Sachs.) But we also find this death-wish where there is no basis for it in real life and where the adult would never have to confess to entertaining it in his waking life. The reason for this is that the deepest and most common motive for estrangement, especially between parent and child of the same sex, came into play in the earliest years of childhood.
I refer to that rivalry of affections in which sexual elements are plainly emphasized. The son, when quite a little child, already begins to develop a peculiar tenderness towards his mother, whom he looks upon as his own property, regarding his father in the light of a rival who disputes this sole possession of his; similarly the little daughter sees in her mother someone who disturbs her tender relation to her father and occupies a place which she feels she herself could very well fill. Observation shows us how far back these sentiments date, sentiments which we describe by the term _Oedipus complex_, because in the Oedipus myth the two extreme forms of the wishes arising from the situation of the son—the wish to kill the father and to marry the mother—are realized in an only slightly modified form. I do not assert that the Oedipus complex exhausts all the possible relations which may exist between parents and children; these relations may well be a great deal more complicated. Again, this complex may be more or less strongly developed, or it may even become inverted, but it is a regular and very important factor in the mental life of the child; we are more in danger of underestimating than of overestimating its influence and that of the developments which may follow from it. Moreover, the parents themselves frequently stimulate the children to react with an Oedipus complex, for parents are often guided in their preferences by the difference in sex of their children, so that the father favours the daughter and the mother the son; or else, where conjugal love has grown cold, the child may be taken as a substitute for the love-object which has ceased to attract.
It cannot be said that the world has shown great gratitude to psycho-analytic research for the discovery of the Oedipus complex; on the contrary, the idea has excited the most violent opposition in grown-up people; and those who omitted to join in denying the existence of sentiments so universally reprehended and tabooed have later made up for this by proffering interpretations so wide of the mark as to rob the complex of its value. My own unchanged conviction is that there is nothing in it to deny or to gloss over. We ought to reconcile ourselves to facts in which the Greek myth itself saw the hand of inexorable destiny. Again, it is interesting to find that the Oedipus complex, repudiated in actual life and relegated to fiction, has there come to its own. O. Rank in a careful study of this theme has shown how this very complex has supplied dramatic poetry with an abundance of motives in countless variations, modifications and disguises, in short, subject to just the distortion familiar to us in the work of the dream-censorship. So we may look for the Oedipus complex even in those dreamers who have been fortunate enough to escape conflicts with their parents in later life; and closely connected with this we shall find what is termed the _castration complex_, the reaction to that intimidation in the field of sex or to that restraint of early infantile sexual activity which is ascribed to the father.
What we have already ascertained has guided us to the study of the child’s mental life, and we may now hope to find in a similar way an explanation of the source of the other kind of prohibited wishes in dreams, i.e. the excessive sexual desires. We are impelled therefore to study the development of the sexual life of the child, and here from various sources we learn the following facts. In the first place, it is an untenable fallacy to suppose that the child has no sexual life and to assume that sexuality first makes its appearance at puberty, when the genital organs come to maturity. On the contrary he has from the very beginning a sexual life rich in content, though it differs in many points from that which later is regarded as normal. What in adult life are termed “perversions” depart from the normal in the following respects: (1) in a disregard for the barriers of species (the gulf between man and beast), (2) in the insensibility to barriers imposed by disgust, (3) in the transgression of the incest-barrier (the prohibition against seeking sexual gratification with close blood-relations), (4) in homosexuality and, (5) in the transferring of the part played by the genital organs to other organs and different areas of the body.
All these barriers are not in existence from the outset, but are only gradually built up in the course of development and education. The little child is free from them: he does not perceive any immense gulf between man and beast, the arrogance with which man separates himself from the other animals only dawns in him at a later period. He shows at the beginning of life no disgust for excrement, but only learns this feeling slowly under the influence of education; he attaches no particular importance to the difference between the sexes, in fact he thinks that both have the same formation of the genital organs; he directs his earliest sexual desires and his curiosity to those nearest to him or to those who for other reasons are specially beloved—his parents, brothers and sisters or nurses; and finally we see in him a characteristic which manifests itself again later at the height of some love-relationship—namely, he does not look for gratification in the sexual organs only, but discovers that many other parts of the body possess the same sort of sensibility and can yield analogous pleasurable sensations, playing thereby the part of genital organs.
Text from Project Gutenberg, public domain in the United States.