Concept

Substantial form

Overview

Substantial form is a central philosophical concept in Aristotelianism and, afterwards, in Scholasticism. The form is the idea, existent or embodied in a being, that completes or actualizes the potentiality latent in the matter composing the being itself. For Aristotle, in fact, matter is the basis of all that exists; it comprises the potentiality of everything, but of itself is not actually anything. A determinate thing only comes into being when the potentiality in matter is converted into actuality; this is achieved by the substantial form. It is substantial because it is the principle by which a material kind of thing is recognised as such.

This concept was designed by Aristotle to explain several phenomena considered perplexing in the ancient world. One was how physical things can exist as certain types of intelligible things, e.g., Argos and Garmr are both dogs despite being very different because they have the same type of substantial form: it is the substantial form that makes the physical thing intelligible as a particular kind of thing; in other words, such is the Aristotelian solution of the problem of universals. Another one was how the activities of physical things can transcend the limitations of matter to different degrees (for Aristotle, matter was considered unable of any kind of self-organization): plants through their vegetative substantial form transcend the capacities of inanimate matter via growth and nutritive activities; animals through their sentient substantial form by sensation, perception and emotions; and humans by their rational substantial form, so making them "rational animals". A third one was how one physical thing can change into another, e.g. the tiger that eats an antilope not only ends the ability of the antilope's substantial forms to continue animating its prime matter but also enables that same prime matter to become absorbed or animated by the tiger's substantial form. For Aristotle, prime matter is the ultimate principle of physicality and has the potency to being activated by substantial forms into physical entities. Without this potency of prime matter, in Aristotle's opinion, change would either be impossible or would require matter to be destroyed and created rather than altered.

Aristotle's doctrine of substantial form animating prime matter differs from Plato's theory of forms in several ways. Unlike substantial forms, Platonic forms or ideas exist as exemplars in the invisible world and are imposed by a supreme god (Demiurge in some translations of the Timaeus) upon chaotic matter. Physical things thus only participate to some degree in the perfection of Plato's paradigmatic Forms. Aristotle, on the other hand, holds that substantial forms actualize the potency of prime matter made receptive by agents of change. The chick's substantial form actualizes prime matter that has been individualized into being a receptive potency for the chicken's substantial form by the hen and the rooster.

While the concept of substantial forms dominates ancient Greek philosophy and medieval philosophy, it fell out of favor in modern philosophy.

Modern philosophy was changed by the discovery of nature's mathematical and mechanical laws. So, the idea of substantial forms was abandoned for a mechanical, or "bottom-up" theory of organization. Each substance being in its nature fixed and determined, nothing is farther from the spirit of Aristotelianism or Scholasticism than a theory of evolution which would regard even the essences of things as products of change. However, such mechanistic treatments have been criticized by proponents of Neo-Scholasticism for merely denying the existence of certain kinds of substantial forms in favor of others (for example that of atoms) and not denying substantial forms as such.

Overview adapted from Wikipedia (CC BY-SA 4.0; see the article history for authors).

In the original texts

Passages from public-domain books where Substantial form is discussed.

For when matter receives its form perfectly, the qualities consequent upon the form are firm and enduring; as when, for instance, water is converted into fire. When, however, substantial form is received imperfectly, so as to be, as it were, in process of being received, rather than fully impressed, the consequent quality lasts for a time but is not permanent; as may be seen when water which has been heated returns…
Aquinas Thomas, Summa Theologica, Part I
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Let us narrow the field and consider what this doctrine allows us to know about the wood of a certain kind of tree. We shall begin by observing the impressions it makes on our several senses, and we shall attribute to it a substantial form such as naturally to give rise to these impressions, without, perhaps, being so rash as to claim a knowledge of what this substantial form is. Still we do not know what its…
Gottfried Wilhelm Leibniz, Theodicy Essays on the Goodness of God, the Freedom of Man and the Origin of Evil
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147.] (γ) When this externality (of actuality) is thus developed into a circle of the two categories of possibility and immediate actuality, showing the intermediation of the one by the other, it is what is called Real Possibility. Being such a circle, further, it is the totality, and thus the content, the actual fact or affair in its all-round definiteness. Whilst in like manner, if we look at the distinction…
Georg Wilhelm Friedrich Hegel, The Logic of Hegel
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Pythagoras, indeed, used this word in a technical sense; and after him the harmony of the body has been thought to be something similar to the harmony of a lyre. As tension produces in the lyre-strings an affection (or, manner of being, or state) that is called harmony, likewise, as contrary elements are mingled in our body, an individual mixture produces life and soul, which, therefore, is only an individual…
Plotinus, Plotinos
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But if it was the refuge of pusillanimity, it was also the perpetual object of censure from all the greater and bolder spirits. Thus, the psychology of Hobbes may be hasty and crude, but it is at least animated by a belief that the mental life is continuous, and not cut off by abrupt divisions severing the mental faculties. The “image” (according to his materialistically coloured psychology) which, when it is a…
Georg Wilhelm Friedrich Hegel, Hegel's Philosophy of Mind
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Substantial form

Overview

In the original texts

Philosophers who discussed Substantial form

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